HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 2,342,434 Value ($000) $30,827 Avg Close $13.34 Range $12.56 - $13.70
Q2 2018
Shares 2,412,271 Value ($000) $30,516 Avg Close $12.37 Range $11.95 - $13.03
Q1 2018
Shares 2,387,270 Value ($000) $28,885 Avg Close $12.54 Range $11.55 - $13.38
Q4 2017
Shares 2,470,993 Value ($000) $32,421 Avg Close $13.07 Range $12.29 - $13.97
Q3 2017
Shares 3,019,307 Value ($000) $38,948 Avg Close $12.83 Range $11.64 - $13.54
Q2 2017
Shares 2,957,591 Value ($000) $39,158 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 1,421,999 Value ($000) $21,515 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 1,258,219 Value ($000) $17,753 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 1,239,880 Value ($000) $16,813 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 1,112,270 Value ($000) $13,814 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 1,063,050 Value ($000) $12,767 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 1,001,010 Value ($000) $12,202 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 1,011,483 Value ($000) $10,226 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 926,625 Value ($000) $10,703 Avg Close $12.99 Range $11.40 - $14.22
Q4 2014
Shares 706,548 Value ($000) $10,513 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 660,737 Value ($000) $9,554 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 570,431 Value ($000) $9,218 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 446,540 Value ($000) $6,283 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 310,446 Value ($000) $5,092 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 326,311 Value ($000) $4,976 Avg Close $14.50 Range $13.60 - $15.64
Q2 2013
Shares 234,873 Value ($000) $3,274 Avg Close $13.02 Range $11.57 - $14.25