HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2013
Shares 409,970 Value ($000) $5,715,000 Avg Close $13.02 Range $11.57 - $14.25