HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

STEELHEAD PARTNERS LLC's Holding History (CIK: 0001133521)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 35,709 Value ($000) $515 Avg Close $12.73 Range $10.83 - $14.51

Q3 2017

Shares 2,532 Value ($000) $33 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 2,532 Value ($000) $34 Avg Close $13.89 Range $12.29 - $15.68

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	35,709	$515	$12.73	$10.83 - $14.51
Q3 2017	2,532	$33	$12.83	$11.64 - $13.54
Q2 2017	2,532	$34	$13.89	$12.29 - $15.68