HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 25,000 Value ($000) $321 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 16,270 Value ($000) $206 Avg Close $12.74 Range $10.95 - $14.17

Q2 2018

Shares 16,680 Value ($000) $211 Avg Close $12.37 Range $11.95 - $13.03

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	25,000	$321	$12.97	$12.54 - $13.85
Q1 2019	16,270	$206	$12.74	$10.95 - $14.17
Q2 2018	16,680	$211	$12.37	$11.95 - $13.03