HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Penn Capital Management Company, LLC's Holding History (CIK: 0001158202)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 205,335 Value ($000) $3,318 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 174,657 Value ($000) $2,457 Avg Close $15.67 Range $14.05 - $16.63