HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 328,901 Value ($000) $4,176 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 415,617 Value ($000) $4,610 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 383,585 Value ($000) $5,073 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 391,276 Value ($000) $4,950 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 389,160 Value ($000) $4,707 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 398,077 Value ($000) $5,223 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 386,452 Value ($000) $4,986 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 360,947 Value ($000) $4,782 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 337,676 Value ($000) $5,115 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 360,180 Value ($000) $5,066 Avg Close $13.61 Range $12.50 - $14.34

Q4 2015

Shares 16,085 Value ($000) $195 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 21,571 Value ($000) $221 Avg Close $11.34 Range $9.88 - $12.26

Q2 2014

Shares 143,791 Value ($000) $2,311 Avg Close $14.64 Range $12.95 - $16.31

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	328,901	$4,176	$12.74	$10.95 - $14.17
Q4 2018	415,617	$4,610	$12.20	$10.57 - $13.30
Q3 2018	383,585	$5,073	$13.34	$12.56 - $13.70
Q2 2018	391,276	$4,950	$12.37	$11.95 - $13.03
Q1 2018	389,160	$4,707	$12.54	$11.55 - $13.38
Q4 2017	398,077	$5,223	$13.07	$12.29 - $13.97
Q3 2017	386,452	$4,986	$12.83	$11.64 - $13.54
Q2 2017	360,947	$4,782	$13.89	$12.29 - $15.68
Q1 2017	337,676	$5,115	$14.66	$14.01 - $15.50
Q4 2016	360,180	$5,066	$13.61	$12.50 - $14.34
Q4 2015	16,085	$195	$11.25	$10.08 - $12.64
Q3 2015	21,571	$221	$11.34	$9.88 - $12.26
Q2 2014	143,791	$2,311	$14.64	$12.95 - $16.31