HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP's Holding History (CIK: 0001164508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 751,573 Value ($000) $12,822 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 152,186 Value ($000) $2,440 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 139,884 Value ($000) $2,017 Avg Close $12.73 Range $10.83 - $14.51

Q2 2020

Shares 189,220 Value ($000) $1,981 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 175,194 Value ($000) $1,338 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 564,686 Value ($000) $7,917 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 59,508 Value ($000) $796 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 46,800 Value ($000) $600 Avg Close $12.97 Range $12.54 - $13.85

Q3 2018

Shares 22,200 Value ($000) $292 Avg Close $13.34 Range $12.56 - $13.70

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	751,573	$12,822	$17.11	$15.96 - $17.72
Q1 2021	152,186	$2,440	$15.51	$14.01 - $16.64
Q4 2020	139,884	$2,017	$12.73	$10.83 - $14.51
Q2 2020	189,220	$1,981	$10.15	$6.31 - $11.98
Q1 2020	175,194	$1,338	$13.06	$5.42 - $16.40
Q4 2019	564,686	$7,917	$13.90	$12.81 - $14.53
Q3 2019	59,508	$796	$13.05	$12.60 - $13.53
Q2 2019	46,800	$600	$12.97	$12.54 - $13.85
Q3 2018	22,200	$292	$13.34	$12.56 - $13.70