HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

BNP PARIBAS ARBITRAGE, SA's Holding History (CIK: 0001166588)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 207,439 Value ($000) $3,904 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 79,426 Value ($000) $1,502 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 201,867 Value ($000) $3,690 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 156,840 Value ($000) $3,013 Avg Close $20.19 Range $17.93 - $22.04

Q4 2021

Shares 267 Value ($000) $4,430 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 59,778 Value ($000) $992,913 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 47,373 Value ($000) $808,183 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 6,667 Value ($000) $106,872 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 3,132 Value ($000) $45,163 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 267 Value ($000) $3,089 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 267 Value ($000) $2,795 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 1,823 Value ($000) $13,928 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 2,088 Value ($000) $29,274 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 1,878 Value ($000) $25,109 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 1,878 Value ($000) $24,076 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 1,837 Value ($000) $23,256 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 1,804 Value ($000) $19,934 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 1,788 Value ($000) $23,530 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 1,703 Value ($000) $21,543 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 1,923 Value ($000) $23,268 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 1,794 Value ($000) $23,537 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 2,446 Value ($000) $31,553 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 2,238 Value ($000) $29,631 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 1,775 Value ($000) $26,856 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 1,385 Value ($000) $19,542 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 558 Value ($000) $7,566 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 558 Value ($000) $6,930 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 558 Value ($000) $6,702 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 558 Value ($000) $6,802 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 558 Value ($000) $5,641 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 558 Value ($000) $6,445 Avg Close $12.99 Range $11.40 - $14.22

Q2 2014

Shares 3,507 Value ($000) $56,673 Avg Close $14.64 Range $12.95 - $16.31

Q4 2013

Shares 798 Value ($000) $13,087 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 16,903 Value ($000) $257,771 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 21,792 Value ($000) $303,780 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	207,439	$3,904	$18.04	$16.63 - $19.13
Q3 2025	79,426	$1,502	$19.17	$18.23 - $19.67
Q2 2025	201,867	$3,690	$17.71	$15.65 - $19.37
Q1 2025	156,840	$3,013	$20.19	$17.93 - $22.04
Q4 2021	267	$4,430	$16.95	$15.91 - $18.20
Q3 2021	59,778	$992,913	$17.00	$16.35 - $17.75
Q2 2021	47,373	$808,183	$17.11	$15.96 - $17.72
Q1 2021	6,667	$106,872	$15.51	$14.01 - $16.64
Q4 2020	3,132	$45,163	$12.73	$10.83 - $14.51
Q3 2020	267	$3,089	$11.12	$9.87 - $12.09
Q2 2020	267	$2,795	$10.15	$6.31 - $11.98
Q1 2020	1,823	$13,928	$13.06	$5.42 - $16.40
Q4 2019	2,088	$29,274	$13.90	$12.81 - $14.53
Q3 2019	1,878	$25,109	$13.05	$12.60 - $13.53
Q2 2019	1,878	$24,076	$12.97	$12.54 - $13.85
Q1 2019	1,837	$23,256	$12.74	$10.95 - $14.17
Q4 2018	1,804	$19,934	$12.20	$10.57 - $13.30
Q3 2018	1,788	$23,530	$13.34	$12.56 - $13.70
Q2 2018	1,703	$21,543	$12.37	$11.95 - $13.03
Q1 2018	1,923	$23,268	$12.54	$11.55 - $13.38
Q4 2017	1,794	$23,537	$13.07	$12.29 - $13.97
Q3 2017	2,446	$31,553	$12.83	$11.64 - $13.54
Q2 2017	2,238	$29,631	$13.89	$12.29 - $15.68
Q1 2017	1,775	$26,856	$14.66	$14.01 - $15.50
Q4 2016	1,385	$19,542	$13.61	$12.50 - $14.34
Q3 2016	558	$7,566	$13.33	$12.33 - $14.00
Q2 2016	558	$6,930	$12.15	$11.55 - $12.47
Q1 2016	558	$6,702	$11.11	$9.92 - $12.42
Q4 2015	558	$6,802	$11.25	$10.08 - $12.64
Q3 2015	558	$5,641	$11.34	$9.88 - $12.26
Q2 2015	558	$6,445	$12.99	$11.40 - $14.22
Q2 2014	3,507	$56,673	$14.64	$12.95 - $16.31
Q4 2013	798	$13,087	$16.14	$14.78 - $17.25
Q3 2013	16,903	$257,771	$14.50	$13.60 - $15.64
Q2 2013	21,792	$303,780	$13.02	$11.57 - $14.25