HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

MENDON CAPITAL ADVISORS CORP's Holding History (CIK: 0001177043)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 150,000 Value ($000) $1,516 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 50,000 Value ($000) $577 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 100,000 Value ($000) $1,348 Avg Close $14.66 Range $13.26 - $15.71

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	150,000	$1,516	$11.34	$9.88 - $12.26
Q2 2015	50,000	$577	$12.99	$11.40 - $14.22
Q1 2015	100,000	$1,348	$14.66	$13.26 - $15.71