HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

TWO SIGMA INVESTMENTS, LP's Holding History (CIK: 0001179392)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,616,456 Value ($000) $30,422 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 1,328,016 Value ($000) $25,113 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 1,320,316 Value ($000) $24,135 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 1,265,084 Value ($000) $24,302 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 945,849 Value ($000) $19,002 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 457,677 Value ($000) $8,989 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 586,109 Value ($000) $11,986 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 614,756 Value ($000) $11,342 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 395,353 Value ($000) $6,591 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 494,191 Value ($000) $8,115 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 580,483 Value ($000) $8,591 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 223,971 Value ($000) $2,887 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 131,648 Value ($000) $1,740 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 32,513 Value ($000) $377 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 755,999 Value ($000) $10,198 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 972,025 Value ($000) $17,564 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 575,180 Value ($000) $9,542 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 509,621 Value ($000) $8,465 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 264,812 Value ($000) $4,518 Avg Close $17.11 Range $15.96 - $17.72

Q4 2020

Shares 104,308 Value ($000) $1,504 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 161,246 Value ($000) $1,866 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 336,507 Value ($000) $3,523 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 35,256 Value ($000) $269 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 95,188 Value ($000) $1,335 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 271,544 Value ($000) $3,631 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 382,319 Value ($000) $4,901 Avg Close $12.97 Range $12.54 - $13.85

Q4 2018

Shares 181,119 Value ($000) $2,001 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 221,020 Value ($000) $2,909 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 608,648 Value ($000) $7,699 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 129,911 Value ($000) $1,572 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 360,430 Value ($000) $4,729 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 323,076 Value ($000) $4,168 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 93,590 Value ($000) $1,239 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 75,974 Value ($000) $1,149 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 350,129 Value ($000) $4,940 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 246,055 Value ($000) $3,337 Avg Close $13.33 Range $12.33 - $14.00

Q1 2016

Shares 40,648 Value ($000) $488 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 136,900 Value ($000) $1,669 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 159,705 Value ($000) $1,615 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 351,511 Value ($000) $4,060 Avg Close $12.99 Range $11.40 - $14.22

Q4 2014

Shares 67,676 Value ($000) $1,007 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 161,415 Value ($000) $2,334 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 314,292 Value ($000) $5,079 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 278,213 Value ($000) $3,915 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 256,835 Value ($000) $4,212 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 118,040 Value ($000) $1,799 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 159,496 Value ($000) $2,223 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,616,456	$30,422	$18.04	$16.63 - $19.13
Q3 2025	1,328,016	$25,113	$19.17	$18.23 - $19.67
Q2 2025	1,320,316	$24,135	$17.71	$15.65 - $19.37
Q1 2025	1,265,084	$24,302	$20.19	$17.93 - $22.04
Q4 2024	945,849	$19,002	$19.51	$18.51 - $20.42
Q3 2024	457,677	$8,989	$19.70	$16.95 - $21.78
Q2 2024	586,109	$11,986	$19.24	$17.84 - $20.57
Q1 2024	614,756	$11,342	$17.75	$16.51 - $18.88
Q4 2023	395,353	$6,591	$15.82	$15.02 - $17.09
Q3 2023	494,191	$8,115	$16.37	$14.62 - $18.05
Q2 2023	580,483	$8,591	$13.71	$12.06 - $15.23
Q1 2023	223,971	$2,887	$13.98	$10.94 - $16.28
Q4 2022	131,648	$1,740	$13.59	$11.16 - $15.22
Q3 2022	32,513	$377	$14.27	$11.41 - $16.23
Q2 2022	755,999	$10,198	$15.62	$12.62 - $19.09
Q1 2022	972,025	$17,564	$17.56	$16.11 - $18.39
Q4 2021	575,180	$9,542	$16.95	$15.91 - $18.20
Q3 2021	509,621	$8,465	$17.00	$16.35 - $17.75
Q2 2021	264,812	$4,518	$17.11	$15.96 - $17.72
Q4 2020	104,308	$1,504	$12.73	$10.83 - $14.51
Q3 2020	161,246	$1,866	$11.12	$9.87 - $12.09
Q2 2020	336,507	$3,523	$10.15	$6.31 - $11.98
Q1 2020	35,256	$269	$13.06	$5.42 - $16.40
Q4 2019	95,188	$1,335	$13.90	$12.81 - $14.53
Q3 2019	271,544	$3,631	$13.05	$12.60 - $13.53
Q2 2019	382,319	$4,901	$12.97	$12.54 - $13.85
Q4 2018	181,119	$2,001	$12.20	$10.57 - $13.30
Q3 2018	221,020	$2,909	$13.34	$12.56 - $13.70
Q2 2018	608,648	$7,699	$12.37	$11.95 - $13.03
Q1 2018	129,911	$1,572	$12.54	$11.55 - $13.38
Q4 2017	360,430	$4,729	$13.07	$12.29 - $13.97
Q3 2017	323,076	$4,168	$12.83	$11.64 - $13.54
Q2 2017	93,590	$1,239	$13.89	$12.29 - $15.68
Q1 2017	75,974	$1,149	$14.66	$14.01 - $15.50
Q4 2016	350,129	$4,940	$13.61	$12.50 - $14.34
Q3 2016	246,055	$3,337	$13.33	$12.33 - $14.00
Q1 2016	40,648	$488	$11.11	$9.92 - $12.42
Q4 2015	136,900	$1,669	$11.25	$10.08 - $12.64
Q3 2015	159,705	$1,615	$11.34	$9.88 - $12.26
Q2 2015	351,511	$4,060	$12.99	$11.40 - $14.22
Q4 2014	67,676	$1,007	$15.09	$13.14 - $16.20
Q3 2014	161,415	$2,334	$15.83	$14.35 - $16.99
Q2 2014	314,292	$5,079	$14.64	$12.95 - $16.31
Q1 2014	278,213	$3,915	$15.67	$14.05 - $16.63
Q4 2013	256,835	$4,212	$16.14	$14.78 - $17.25
Q3 2013	118,040	$1,799	$14.50	$13.60 - $15.64
Q2 2013	159,496	$2,223	$13.02	$11.57 - $14.25