HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 7,000 Value ($000) $73 Avg Close $10.15 Range $6.31 - $11.98
Q1 2020
Shares 7,000 Value ($000) $53 Avg Close $13.06 Range $5.42 - $16.40
Q4 2019
Shares 7,000 Value ($000) $98 Avg Close $13.90 Range $12.81 - $14.53
Q3 2019
Shares 7,000 Value ($000) $93 Avg Close $13.05 Range $12.60 - $13.53
Q2 2019
Shares 7,000 Value ($000) $89 Avg Close $12.97 Range $12.54 - $13.85
Q1 2019
Shares 7,000 Value ($000) $88 Avg Close $12.74 Range $10.95 - $14.17
Q4 2018
Shares 7,000 Value ($000) $77 Avg Close $12.20 Range $10.57 - $13.30
Q3 2018
Shares 7,000 Value ($000) $92 Avg Close $13.34 Range $12.56 - $13.70
Q2 2018
Shares 7,000 Value ($000) $88 Avg Close $12.37 Range $11.95 - $13.03
Q1 2018
Shares 7,000 Value ($000) $84 Avg Close $12.54 Range $11.55 - $13.38
Q4 2017
Shares 7,000 Value ($000) $91 Avg Close $13.07 Range $12.29 - $13.97
Q3 2017
Shares 7,000 Value ($000) $90 Avg Close $12.83 Range $11.64 - $13.54
Q2 2017
Shares 7,000 Value ($000) $92 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 7,000 Value ($000) $105 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 7,000 Value ($000) $98 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 7,000 Value ($000) $94 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 7,000 Value ($000) $86 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 7,000 Value ($000) $84 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 7,000 Value ($000) $85 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 7,000 Value ($000) $70 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 7,000 Value ($000) $80 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 7,000 Value ($000) $94 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 5,000 Value ($000) $74 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 5,000 Value ($000) $72 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 5,000 Value ($000) $80 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 5,000 Value ($000) $70 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 5,000 Value ($000) $82 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 5,000 Value ($000) $76 Avg Close $14.50 Range $13.60 - $15.64
Q2 2013
Shares 5,000 Value ($000) $69 Avg Close $13.02 Range $11.57 - $14.25