HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

GEODE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001214717)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 44,215 Value ($000) $622 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 34,939 Value ($000) $572 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 30,371 Value ($000) $463 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 22,122 Value ($000) $308 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	44,215	$622	$15.67	$14.05 - $16.63
Q4 2013	34,939	$572	$16.14	$14.78 - $17.25
Q3 2013	30,371	$463	$14.50	$13.60 - $15.64
Q2 2013	22,122	$308	$13.02	$11.57 - $14.25