HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Radcliffe Capital Management, L.P.'s Holding History (CIK: 0001218275)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 140,000 Value ($000) $1,620 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 168,200 Value ($000) $1,761 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 181,600 Value ($000) $1,387 Avg Close $13.06 Range $5.42 - $16.40

Q1 2016

Shares 13,400 Value ($000) $161 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 13,400 Value ($000) $163 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 13,400 Value ($000) $135 Avg Close $11.34 Range $9.88 - $12.26

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	140,000	$1,620	$11.12	$9.87 - $12.09
Q2 2020	168,200	$1,761	$10.15	$6.31 - $11.98
Q1 2020	181,600	$1,387	$13.06	$5.42 - $16.40
Q1 2016	13,400	$161	$11.11	$9.92 - $12.42
Q4 2015	13,400	$163	$11.25	$10.08 - $12.64
Q3 2015	13,400	$135	$11.34	$9.88 - $12.26