HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CNO Financial Group, Inc.'s Holding History (CIK: 0001224608)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 379,367 Value ($000) $4,192 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 379,367 Value ($000) $4,992 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 379,367 Value ($000) $4,799 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 244,367 Value ($000) $2,957 Avg Close $12.54 Range $11.55 - $13.38

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	379,367	$4,192	$12.20	$10.57 - $13.30
Q3 2018	379,367	$4,992	$13.34	$12.56 - $13.70
Q2 2018	379,367	$4,799	$12.37	$11.95 - $13.03
Q1 2018	244,367	$2,957	$12.54	$11.55 - $13.38