HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

ARES MANAGEMENT LLC's Holding History (CIK: 0001259313)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 201,606 Value ($000) $3,794 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 201,606 Value ($000) $3,812 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 201,606 Value ($000) $3,685 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 201,606 Value ($000) $3,873 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 226,606 Value ($000) $4,553 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 198,306 Value ($000) $3,895 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 143,038 Value ($000) $2,925 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 143,038 Value ($000) $2,639 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 118,038 Value ($000) $1,968 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 25,000 Value ($000) $411 Avg Close $16.37 Range $14.62 - $18.05

Q1 2019

Shares 579,082 Value ($000) $7,331 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 1,728,837 Value ($000) $19,104 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 1,535,687 Value ($000) $20,210 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 1,565,069 Value ($000) $19,798 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 1,409,428 Value ($000) $17,054 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 1,076,166 Value ($000) $14,119 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 1,084,576 Value ($000) $13,991 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 764,189 Value ($000) $10,117 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 101,239 Value ($000) $1,532 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 101,239 Value ($000) $1,428 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 93,339 Value ($000) $1,266 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 34,368 Value ($000) $426 Avg Close $12.15 Range $11.55 - $12.47

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	201,606	$3,794	$18.04	$16.63 - $19.13
Q3 2025	201,606	$3,812	$19.17	$18.23 - $19.67
Q2 2025	201,606	$3,685	$17.71	$15.65 - $19.37
Q1 2025	201,606	$3,873	$20.19	$17.93 - $22.04
Q4 2024	226,606	$4,553	$19.51	$18.51 - $20.42
Q3 2024	198,306	$3,895	$19.70	$16.95 - $21.78
Q2 2024	143,038	$2,925	$19.24	$17.84 - $20.57
Q1 2024	143,038	$2,639	$17.75	$16.51 - $18.88
Q4 2023	118,038	$1,968	$15.82	$15.02 - $17.09
Q3 2023	25,000	$411	$16.37	$14.62 - $18.05
Q1 2019	579,082	$7,331	$12.74	$10.95 - $14.17
Q4 2018	1,728,837	$19,104	$12.20	$10.57 - $13.30
Q3 2018	1,535,687	$20,210	$13.34	$12.56 - $13.70
Q2 2018	1,565,069	$19,798	$12.37	$11.95 - $13.03
Q1 2018	1,409,428	$17,054	$12.54	$11.55 - $13.38
Q4 2017	1,076,166	$14,119	$13.07	$12.29 - $13.97
Q3 2017	1,084,576	$13,991	$12.83	$11.64 - $13.54
Q2 2017	764,189	$10,117	$13.89	$12.29 - $15.68
Q1 2017	101,239	$1,532	$14.66	$14.01 - $15.50
Q4 2016	101,239	$1,428	$13.61	$12.50 - $14.34
Q3 2016	93,339	$1,266	$13.33	$12.33 - $14.00
Q2 2016	34,368	$426	$12.15	$11.55 - $12.47