HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

MILLENNIUM MANAGEMENT LLC's Holding History (CIK: 0001273087)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,392,476 Value ($000) $26,206 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 1,362,362 Value ($000) $25,762 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 2,909,160 Value ($000) $53,179 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 388,439 Value ($000) $7,462 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 429,125 Value ($000) $8,621 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 22,181 Value ($000) $436 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 33,046 Value ($000) $676 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 104,204 Value ($000) $1,923 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 21,026 Value ($000) $351 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 24,420 Value ($000) $401 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 19,263 Value ($000) $285 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 142,337 Value ($000) $2 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 1,127,897 Value ($000) $15 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 1,494,565 Value ($000) $17,307 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 122,180 Value ($000) $1,648 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 118,561 Value ($000) $2,142 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 29,385 Value ($000) $487 Avg Close $16.95 Range $15.91 - $18.20

Q2 2021

Shares 39,202 Value ($000) $669 Avg Close $17.11 Range $15.96 - $17.72

Q4 2020

Shares 41,957 Value ($000) $605 Avg Close $12.73 Range $10.83 - $14.51

Q2 2020

Shares 260,734 Value ($000) $2,730 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 826,265 Value ($000) $6,313 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 804,712 Value ($000) $11,282 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 504,741 Value ($000) $6,748 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 743,587 Value ($000) $9,533 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 28,673 Value ($000) $363 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 340,936 Value ($000) $3,767 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 310,761 Value ($000) $4,090 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 503,388 Value ($000) $6,368 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 558,992 Value ($000) $6,764 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 855,039 Value ($000) $11,218 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 342,463 Value ($000) $4,418 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 113,716 Value ($000) $1,506 Avg Close $13.89 Range $12.29 - $15.68

Q4 2016

Shares 207,626 Value ($000) $2,930 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 228,732 Value ($000) $3,102 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 85,920 Value ($000) $1,067 Avg Close $12.15 Range $11.55 - $12.47

Q4 2015

Shares 71,749 Value ($000) $875 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 282,836 Value ($000) $2,859 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 252,941 Value ($000) $2,921 Avg Close $12.99 Range $11.40 - $14.22

Q4 2014

Shares 132,936 Value ($000) $1,978 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 131,994 Value ($000) $1,909 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 113,981 Value ($000) $1,842 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 219,543 Value ($000) $3,089 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 120,347 Value ($000) $1,974 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,392,476	$26,206	$18.04	$16.63 - $19.13
Q3 2025	1,362,362	$25,762	$19.17	$18.23 - $19.67
Q2 2025	2,909,160	$53,179	$17.71	$15.65 - $19.37
Q1 2025	388,439	$7,462	$20.19	$17.93 - $22.04
Q4 2024	429,125	$8,621	$19.51	$18.51 - $20.42
Q3 2024	22,181	$436	$19.70	$16.95 - $21.78
Q2 2024	33,046	$676	$19.24	$17.84 - $20.57
Q1 2024	104,204	$1,923	$17.75	$16.51 - $18.88
Q4 2023	21,026	$351	$15.82	$15.02 - $17.09
Q3 2023	24,420	$401	$16.37	$14.62 - $18.05
Q2 2023	19,263	$285	$13.71	$12.06 - $15.23
Q1 2023	142,337	$2	$13.98	$10.94 - $16.28
Q4 2022	1,127,897	$15	$13.59	$11.16 - $15.22
Q3 2022	1,494,565	$17,307	$14.27	$11.41 - $16.23
Q2 2022	122,180	$1,648	$15.62	$12.62 - $19.09
Q1 2022	118,561	$2,142	$17.56	$16.11 - $18.39
Q4 2021	29,385	$487	$16.95	$15.91 - $18.20
Q2 2021	39,202	$669	$17.11	$15.96 - $17.72
Q4 2020	41,957	$605	$12.73	$10.83 - $14.51
Q2 2020	260,734	$2,730	$10.15	$6.31 - $11.98
Q1 2020	826,265	$6,313	$13.06	$5.42 - $16.40
Q4 2019	804,712	$11,282	$13.90	$12.81 - $14.53
Q3 2019	504,741	$6,748	$13.05	$12.60 - $13.53
Q2 2019	743,587	$9,533	$12.97	$12.54 - $13.85
Q1 2019	28,673	$363	$12.74	$10.95 - $14.17
Q4 2018	340,936	$3,767	$12.20	$10.57 - $13.30
Q3 2018	310,761	$4,090	$13.34	$12.56 - $13.70
Q2 2018	503,388	$6,368	$12.37	$11.95 - $13.03
Q1 2018	558,992	$6,764	$12.54	$11.55 - $13.38
Q4 2017	855,039	$11,218	$13.07	$12.29 - $13.97
Q3 2017	342,463	$4,418	$12.83	$11.64 - $13.54
Q2 2017	113,716	$1,506	$13.89	$12.29 - $15.68
Q4 2016	207,626	$2,930	$13.61	$12.50 - $14.34
Q3 2016	228,732	$3,102	$13.33	$12.33 - $14.00
Q2 2016	85,920	$1,067	$12.15	$11.55 - $12.47
Q4 2015	71,749	$875	$11.25	$10.08 - $12.64
Q3 2015	282,836	$2,859	$11.34	$9.88 - $12.26
Q2 2015	252,941	$2,921	$12.99	$11.40 - $14.22
Q4 2014	132,936	$1,978	$15.09	$13.14 - $16.20
Q3 2014	131,994	$1,909	$15.83	$14.35 - $16.99
Q2 2014	113,981	$1,842	$14.64	$12.95 - $16.31
Q1 2014	219,543	$3,089	$15.67	$14.05 - $16.63
Q4 2013	120,347	$1,974	$16.14	$14.78 - $17.25