HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CLOUGH CAPITAL PARTNERS L P's Holding History (CIK: 0001276144)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 13,400 Value ($000) $173 Avg Close $12.83 Range $11.64 - $13.54

Q1 2017

Shares 386,700 Value ($000) $5,851 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 343,200 Value ($000) $4,843 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 322,900 Value ($000) $4,379 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 253,700 Value ($000) $3,151 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 99,800 Value ($000) $1,199 Avg Close $11.11 Range $9.92 - $12.42

Q2 2015

Shares 79,000 Value ($000) $912 Avg Close $12.99 Range $11.40 - $14.22

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	13,400	$173	$12.83	$11.64 - $13.54
Q1 2017	386,700	$5,851	$14.66	$14.01 - $15.50
Q4 2016	343,200	$4,843	$13.61	$12.50 - $14.34
Q3 2016	322,900	$4,379	$13.33	$12.33 - $14.00
Q2 2016	253,700	$3,151	$12.15	$11.55 - $12.47
Q1 2016	99,800	$1,199	$11.11	$9.92 - $12.42
Q2 2015	79,000	$912	$12.99	$11.40 - $14.22