HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 33,420 Value ($000) $629 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 31,204 Value ($000) $590 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 31,365 Value ($000) $573 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 29,702 Value ($000) $571 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 30,131 Value ($000) $605 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 28,463 Value ($000) $559 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 29,005 Value ($000) $593 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 27,813 Value ($000) $513 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 28,811 Value ($000) $480 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 27,727 Value ($000) $455 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 28,560 Value ($000) $423 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 26,201 Value ($000) $338 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 23,273 Value ($000) $308 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 19,924 Value ($000) $231 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 18,497 Value ($000) $250 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 18,237 Value ($000) $330 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 17,061 Value ($000) $283 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 82,130 Value ($000) $1,364 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 152,344 Value ($000) $2,599 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 233,270 Value ($000) $3,739 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 296,953 Value ($000) $4,282 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 390,735 Value ($000) $4,521 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 410,004 Value ($000) $4,293 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 468,595 Value ($000) $3,580 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 494,727 Value ($000) $6,936 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 512,007 Value ($000) $6,846 Avg Close $13.05 Range $12.60 - $13.53

Q4 2018

Shares 537,543 Value ($000) $5,940 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 641,935 Value ($000) $8,448 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 658,247 Value ($000) $8,327 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 727,713 Value ($000) $8,805 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 857,282 Value ($000) $11,248 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 883,336 Value ($000) $11,395 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 926,460 Value ($000) $12,266 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 864,945 Value ($000) $13,087 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 744,681 Value ($000) $10,507 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 614,722 Value ($000) $8,336 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 426,102 Value ($000) $5,292 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 351,935 Value ($000) $4,226 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 317,201 Value ($000) $3,865 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 244,864 Value ($000) $2,475 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 270,722 Value ($000) $3,127 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 270,492 Value ($000) $3,646 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 260,038 Value ($000) $3,869 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 228,700 Value ($000) $3,308 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 448,359 Value ($000) $7,246 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 90,224 Value ($000) $1,269 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 166,515 Value ($000) $2,732 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 357,408 Value ($000) $5,451 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 273,679 Value ($000) $3,815 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	33,420	$629	$18.04	$16.63 - $19.13
Q3 2025	31,204	$590	$19.17	$18.23 - $19.67
Q2 2025	31,365	$573	$17.71	$15.65 - $19.37
Q1 2025	29,702	$571	$20.19	$17.93 - $22.04
Q4 2024	30,131	$605	$19.51	$18.51 - $20.42
Q3 2024	28,463	$559	$19.70	$16.95 - $21.78
Q2 2024	29,005	$593	$19.24	$17.84 - $20.57
Q1 2024	27,813	$513	$17.75	$16.51 - $18.88
Q4 2023	28,811	$480	$15.82	$15.02 - $17.09
Q3 2023	27,727	$455	$16.37	$14.62 - $18.05
Q2 2023	28,560	$423	$13.71	$12.06 - $15.23
Q1 2023	26,201	$338	$13.98	$10.94 - $16.28
Q4 2022	23,273	$308	$13.59	$11.16 - $15.22
Q3 2022	19,924	$231	$14.27	$11.41 - $16.23
Q2 2022	18,497	$250	$15.62	$12.62 - $19.09
Q1 2022	18,237	$330	$17.56	$16.11 - $18.39
Q4 2021	17,061	$283	$16.95	$15.91 - $18.20
Q3 2021	82,130	$1,364	$17.00	$16.35 - $17.75
Q2 2021	152,344	$2,599	$17.11	$15.96 - $17.72
Q1 2021	233,270	$3,739	$15.51	$14.01 - $16.64
Q4 2020	296,953	$4,282	$12.73	$10.83 - $14.51
Q3 2020	390,735	$4,521	$11.12	$9.87 - $12.09
Q2 2020	410,004	$4,293	$10.15	$6.31 - $11.98
Q1 2020	468,595	$3,580	$13.06	$5.42 - $16.40
Q4 2019	494,727	$6,936	$13.90	$12.81 - $14.53
Q3 2019	512,007	$6,846	$13.05	$12.60 - $13.53
Q4 2018	537,543	$5,940	$12.20	$10.57 - $13.30
Q3 2018	641,935	$8,448	$13.34	$12.56 - $13.70
Q2 2018	658,247	$8,327	$12.37	$11.95 - $13.03
Q1 2018	727,713	$8,805	$12.54	$11.55 - $13.38
Q4 2017	857,282	$11,248	$13.07	$12.29 - $13.97
Q3 2017	883,336	$11,395	$12.83	$11.64 - $13.54
Q2 2017	926,460	$12,266	$13.89	$12.29 - $15.68
Q1 2017	864,945	$13,087	$14.66	$14.01 - $15.50
Q4 2016	744,681	$10,507	$13.61	$12.50 - $14.34
Q3 2016	614,722	$8,336	$13.33	$12.33 - $14.00
Q2 2016	426,102	$5,292	$12.15	$11.55 - $12.47
Q1 2016	351,935	$4,226	$11.11	$9.92 - $12.42
Q4 2015	317,201	$3,865	$11.25	$10.08 - $12.64
Q3 2015	244,864	$2,475	$11.34	$9.88 - $12.26
Q2 2015	270,722	$3,127	$12.99	$11.40 - $14.22
Q1 2015	270,492	$3,646	$14.66	$13.26 - $15.71
Q4 2014	260,038	$3,869	$15.09	$13.14 - $16.20
Q3 2014	228,700	$3,308	$15.83	$14.35 - $16.99
Q2 2014	448,359	$7,246	$14.64	$12.95 - $16.31
Q1 2014	90,224	$1,269	$15.67	$14.05 - $16.63
Q4 2013	166,515	$2,732	$16.14	$14.78 - $17.25
Q3 2013	357,408	$5,451	$14.50	$13.60 - $15.64
Q2 2013	273,679	$3,815	$13.02	$11.57 - $14.25