HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 364,211 Value ($000) $6,854 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 391,629 Value ($000) $7,406 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 382,751 Value ($000) $6,997 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 413,415 Value ($000) $7,942 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 406,191 Value ($000) $8,160 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 406,985 Value ($000) $7,993 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 372,267 Value ($000) $7,613 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 374,007 Value ($000) $6,900 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 367,364 Value ($000) $6,124 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 420,971 Value ($000) $6,912 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 406,583 Value ($000) $6,017 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 454,588 Value ($000) $5,860 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 435,281 Value ($000) $5,754 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 449,088 Value ($000) $5,200 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 422,927 Value ($000) $5,705 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 430,113 Value ($000) $7,772 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 397,306 Value ($000) $6,591 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 374,028 Value ($000) $6,213 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 324,406 Value ($000) $5,534 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 294,694 Value ($000) $4,724 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 280,424 Value ($000) $4,044 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 287,627 Value ($000) $3,328 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 260,423 Value ($000) $2,727 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 276,760 Value ($000) $2,114 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 249,829 Value ($000) $3,503 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 265,029 Value ($000) $3,543 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 249,465 Value ($000) $3,198 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 222,979 Value ($000) $2,823 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 252,431 Value ($000) $2,789 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 216,562 Value ($000) $2,850 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 204,819 Value ($000) $2,591 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 282,680 Value ($000) $3,406 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 266,390 Value ($000) $3,495 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 266,714 Value ($000) $3,441 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 289,421 Value ($000) $3,832 Avg Close $13.89 Range $12.29 - $15.68

Q4 2016

Shares 208,807 Value ($000) $2,946 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 170,933 Value ($000) $2,318 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 92,531 Value ($000) $1,149 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 9,393 Value ($000) $113 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 39,107 Value ($000) $477 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 162,632 Value ($000) $1,644 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 178,499 Value ($000) $2,062 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 297,523 Value ($000) $4,011 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 316,619 Value ($000) $4,711 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 617,881 Value ($000) $8,935 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 669,334 Value ($000) $10,816 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 1,029,402 Value ($000) $14,484 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 975,794 Value ($000) $16,003 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 1,011,782 Value ($000) $15,430 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 1,006,017 Value ($000) $14,024 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	364,211	$6,854	$18.04	$16.63 - $19.13
Q3 2025	391,629	$7,406	$19.17	$18.23 - $19.67
Q2 2025	382,751	$6,997	$17.71	$15.65 - $19.37
Q1 2025	413,415	$7,942	$20.19	$17.93 - $22.04
Q4 2024	406,191	$8,160	$19.51	$18.51 - $20.42
Q3 2024	406,985	$7,993	$19.70	$16.95 - $21.78
Q2 2024	372,267	$7,613	$19.24	$17.84 - $20.57
Q1 2024	374,007	$6,900	$17.75	$16.51 - $18.88
Q4 2023	367,364	$6,124	$15.82	$15.02 - $17.09
Q3 2023	420,971	$6,912	$16.37	$14.62 - $18.05
Q2 2023	406,583	$6,017	$13.71	$12.06 - $15.23
Q1 2023	454,588	$5,860	$13.98	$10.94 - $16.28
Q4 2022	435,281	$5,754	$13.59	$11.16 - $15.22
Q3 2022	449,088	$5,200	$14.27	$11.41 - $16.23
Q2 2022	422,927	$5,705	$15.62	$12.62 - $19.09
Q1 2022	430,113	$7,772	$17.56	$16.11 - $18.39
Q4 2021	397,306	$6,591	$16.95	$15.91 - $18.20
Q3 2021	374,028	$6,213	$17.00	$16.35 - $17.75
Q2 2021	324,406	$5,534	$17.11	$15.96 - $17.72
Q1 2021	294,694	$4,724	$15.51	$14.01 - $16.64
Q4 2020	280,424	$4,044	$12.73	$10.83 - $14.51
Q3 2020	287,627	$3,328	$11.12	$9.87 - $12.09
Q2 2020	260,423	$2,727	$10.15	$6.31 - $11.98
Q1 2020	276,760	$2,114	$13.06	$5.42 - $16.40
Q4 2019	249,829	$3,503	$13.90	$12.81 - $14.53
Q3 2019	265,029	$3,543	$13.05	$12.60 - $13.53
Q2 2019	249,465	$3,198	$12.97	$12.54 - $13.85
Q1 2019	222,979	$2,823	$12.74	$10.95 - $14.17
Q4 2018	252,431	$2,789	$12.20	$10.57 - $13.30
Q3 2018	216,562	$2,850	$13.34	$12.56 - $13.70
Q2 2018	204,819	$2,591	$12.37	$11.95 - $13.03
Q1 2018	282,680	$3,406	$12.54	$11.55 - $13.38
Q4 2017	266,390	$3,495	$13.07	$12.29 - $13.97
Q3 2017	266,714	$3,441	$12.83	$11.64 - $13.54
Q2 2017	289,421	$3,832	$13.89	$12.29 - $15.68
Q4 2016	208,807	$2,946	$13.61	$12.50 - $14.34
Q3 2016	170,933	$2,318	$13.33	$12.33 - $14.00
Q2 2016	92,531	$1,149	$12.15	$11.55 - $12.47
Q1 2016	9,393	$113	$11.11	$9.92 - $12.42
Q4 2015	39,107	$477	$11.25	$10.08 - $12.64
Q3 2015	162,632	$1,644	$11.34	$9.88 - $12.26
Q2 2015	178,499	$2,062	$12.99	$11.40 - $14.22
Q1 2015	297,523	$4,011	$14.66	$13.26 - $15.71
Q4 2014	316,619	$4,711	$15.09	$13.14 - $16.20
Q3 2014	617,881	$8,935	$15.83	$14.35 - $16.99
Q2 2014	669,334	$10,816	$14.64	$12.95 - $16.31
Q1 2014	1,029,402	$14,484	$15.67	$14.05 - $16.63
Q4 2013	975,794	$16,003	$16.14	$14.78 - $17.25
Q3 2013	1,011,782	$15,430	$14.50	$13.60 - $15.64
Q2 2013	1,006,017	$14,024	$13.02	$11.57 - $14.25