HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CIBC Private Wealth Group, LLC's Holding History (CIK: 0001298088)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 111,276 Value ($000) $2,094 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 111,276 Value ($000) $2,104 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 111,276 Value ($000) $2,034 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 114,002 Value ($000) $1,851 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 114,678 Value ($000) $2,291 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 114,491 Value ($000) $2,249 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 113,201 Value ($000) $2,372 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 115,495 Value ($000) $2,103 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 114,495 Value ($000) $1,909 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 114,495 Value ($000) $1,880 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 98,010 Value ($000) $1,451 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 98,010 Value ($000) $1,263 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 98,010 Value ($000) $1 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 98,010 Value ($000) $1,135 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 98,010 Value ($000) $1,322 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 98,010 Value ($000) $1,771 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 98,010 Value ($000) $1,626 Avg Close $16.95 Range $15.91 - $18.20

Q2 2021

Shares 95,800 Value ($000) $1,634 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 95,800 Value ($000) $1,536 Avg Close $15.51 Range $14.01 - $16.64

Q4 2019

Shares 18,487 Value ($000) $259 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 18,487 Value ($000) $247 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 54,487 Value ($000) $699 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 155,319 Value ($000) $1,967 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 201,061 Value ($000) $2,223 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 191,690 Value ($000) $2,522 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 186,513 Value ($000) $2,360 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 130,743 Value ($000) $1,582 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 179,538 Value ($000) $2,356 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 172,589 Value ($000) $2,227 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 31,330 Value ($000) $415 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 37,417 Value ($000) $566 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 38,468 Value ($000) $543 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 69,493 Value ($000) $942 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 67,168 Value ($000) $834 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 57,758 Value ($000) $694 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 55,808 Value ($000) $680 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 55,808 Value ($000) $564 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 53,383 Value ($000) $617 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 32,548 Value ($000) $439 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 31,198 Value ($000) $464 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 15,519 Value ($000) $225 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 14,959 Value ($000) $241 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 28,381 Value ($000) $413 Avg Close $15.67 Range $14.05 - $16.63

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	111,276	$2,094	$18.04	$16.63 - $19.13
Q3 2025	111,276	$2,104	$19.17	$18.23 - $19.67
Q2 2025	111,276	$2,034	$17.71	$15.65 - $19.37
Q1 2025	114,002	$1,851	$20.19	$17.93 - $22.04
Q4 2024	114,678	$2,291	$19.51	$18.51 - $20.42
Q3 2024	114,491	$2,249	$19.70	$16.95 - $21.78
Q2 2024	113,201	$2,372	$19.24	$17.84 - $20.57
Q1 2024	115,495	$2,103	$17.75	$16.51 - $18.88
Q4 2023	114,495	$1,909	$15.82	$15.02 - $17.09
Q3 2023	114,495	$1,880	$16.37	$14.62 - $18.05
Q2 2023	98,010	$1,451	$13.71	$12.06 - $15.23
Q1 2023	98,010	$1,263	$13.98	$10.94 - $16.28
Q4 2022	98,010	$1	$13.59	$11.16 - $15.22
Q3 2022	98,010	$1,135	$14.27	$11.41 - $16.23
Q2 2022	98,010	$1,322	$15.62	$12.62 - $19.09
Q1 2022	98,010	$1,771	$17.56	$16.11 - $18.39
Q4 2021	98,010	$1,626	$16.95	$15.91 - $18.20
Q2 2021	95,800	$1,634	$17.11	$15.96 - $17.72
Q1 2021	95,800	$1,536	$15.51	$14.01 - $16.64
Q4 2019	18,487	$259	$13.90	$12.81 - $14.53
Q3 2019	18,487	$247	$13.05	$12.60 - $13.53
Q2 2019	54,487	$699	$12.97	$12.54 - $13.85
Q1 2019	155,319	$1,967	$12.74	$10.95 - $14.17
Q4 2018	201,061	$2,223	$12.20	$10.57 - $13.30
Q3 2018	191,690	$2,522	$13.34	$12.56 - $13.70
Q2 2018	186,513	$2,360	$12.37	$11.95 - $13.03
Q1 2018	130,743	$1,582	$12.54	$11.55 - $13.38
Q4 2017	179,538	$2,356	$13.07	$12.29 - $13.97
Q3 2017	172,589	$2,227	$12.83	$11.64 - $13.54
Q2 2017	31,330	$415	$13.89	$12.29 - $15.68
Q1 2017	37,417	$566	$14.66	$14.01 - $15.50
Q4 2016	38,468	$543	$13.61	$12.50 - $14.34
Q3 2016	69,493	$942	$13.33	$12.33 - $14.00
Q2 2016	67,168	$834	$12.15	$11.55 - $12.47
Q1 2016	57,758	$694	$11.11	$9.92 - $12.42
Q4 2015	55,808	$680	$11.25	$10.08 - $12.64
Q3 2015	55,808	$564	$11.34	$9.88 - $12.26
Q2 2015	53,383	$617	$12.99	$11.40 - $14.22
Q1 2015	32,548	$439	$14.66	$13.26 - $15.71
Q4 2014	31,198	$464	$15.09	$13.14 - $16.20
Q3 2014	15,519	$225	$15.83	$14.35 - $16.99
Q2 2014	14,959	$241	$14.64	$12.95 - $16.31
Q1 2014	28,381	$413	$15.67	$14.05 - $16.63