HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 83,928 Value ($000) $1,111 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 190,000 Value ($000) $2,875 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 450,000 Value ($000) $6,350 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 570,000 Value ($000) $7,729 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 670,000 Value ($000) $8,321 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 680,000 Value ($000) $8,167 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 680,000 Value ($000) $8,289 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 745,000 Value ($000) $7,532 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 550,000 Value ($000) $6,353 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 525,000 Value ($000) $7,077 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 200,000 Value ($000) $2,976 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 130,000 Value ($000) $1,880 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 130,000 Value ($000) $2,101 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 30,000 Value ($000) $422 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 30,000 Value ($000) $492 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 60,000 Value ($000) $915 Avg Close $14.50 Range $13.60 - $15.64
Q2 2013
Shares 60,000 Value ($000) $836 Avg Close $13.02 Range $11.57 - $14.25