HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Sterling Capital Management LLC's Holding History (CIK: 0001329883)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 38,471 Value ($000) $556 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 133,532 Value ($000) $2,158 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 130,351 Value ($000) $1,834 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 36,453 Value ($000) $598 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 31,581 Value ($000) $482 Avg Close $14.50 Range $13.60 - $15.64

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	38,471	$556	$15.83	$14.35 - $16.99
Q2 2014	133,532	$2,158	$14.64	$12.95 - $16.31
Q1 2014	130,351	$1,834	$15.67	$14.05 - $16.63
Q4 2013	36,453	$598	$16.14	$14.78 - $17.25
Q3 2013	31,581	$482	$14.50	$13.60 - $15.64