HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 255,335 Value ($000) $5 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 287,545 Value ($000) $5 Avg Close $19.17 Range $18.23 - $19.67

Q4 2024

Shares 282,713 Value ($000) $6 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 303,858 Value ($000) $6 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 297,187 Value ($000) $6 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 301,373 Value ($000) $6 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 282,596 Value ($000) $5 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 310,579 Value ($000) $5 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 317,888 Value ($000) $5 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 316,629 Value ($000) $4 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 281,396 Value ($000) $4 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 237,973 Value ($000) $2,756 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 204,205 Value ($000) $2,754 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 154,898 Value ($000) $2,799 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 139,226 Value ($000) $2,310 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 132,667 Value ($000) $2,204 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 127,747 Value ($000) $2,179 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 122,188 Value ($000) $1,959 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 119,008 Value ($000) $1,716 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 115,249 Value ($000) $1,333 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 122,959 Value ($000) $1,287 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 174,274 Value ($000) $1,331 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 168,671 Value ($000) $2,365 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 166,957 Value ($000) $2,232 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 159,407 Value ($000) $2,044 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 154,707 Value ($000) $1,959 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 135,825 Value ($000) $1,501 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 136,195 Value ($000) $1,792 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 127,357 Value ($000) $1,611 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 132,203 Value ($000) $1,600 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 133,212 Value ($000) $1,748 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 128,236 Value ($000) $1,654 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 122,714 Value ($000) $1,625 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 162,885 Value ($000) $2,464 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 155,447 Value ($000) $2,193 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 73,716 Value ($000) $1,000 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 131,768 Value ($000) $1,636 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 56,000 Value ($000) $673 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 70,350 Value ($000) $858 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 66,485 Value ($000) $672 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 75,488 Value ($000) $871,885 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 104,342 Value ($000) $1,407 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 94,134 Value ($000) $1,400,718 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 96,495 Value ($000) $1,395,321 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 84,870 Value ($000) $1,371,500 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 80,694 Value ($000) $1,135,363 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 76,885 Value ($000) $1,260,916 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 74,974 Value ($000) $1,143,355 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 63,156 Value ($000) $880,392 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	255,335	$5	$18.04	$16.63 - $19.13
Q3 2025	287,545	$5	$19.17	$18.23 - $19.67
Q4 2024	282,713	$6	$19.51	$18.51 - $20.42
Q3 2024	303,858	$6	$19.70	$16.95 - $21.78
Q2 2024	297,187	$6	$19.24	$17.84 - $20.57
Q1 2024	301,373	$6	$17.75	$16.51 - $18.88
Q4 2023	282,596	$5	$15.82	$15.02 - $17.09
Q3 2023	310,579	$5	$16.37	$14.62 - $18.05
Q2 2023	317,888	$5	$13.71	$12.06 - $15.23
Q1 2023	316,629	$4	$13.98	$10.94 - $16.28
Q4 2022	281,396	$4	$13.59	$11.16 - $15.22
Q3 2022	237,973	$2,756	$14.27	$11.41 - $16.23
Q2 2022	204,205	$2,754	$15.62	$12.62 - $19.09
Q1 2022	154,898	$2,799	$17.56	$16.11 - $18.39
Q4 2021	139,226	$2,310	$16.95	$15.91 - $18.20
Q3 2021	132,667	$2,204	$17.00	$16.35 - $17.75
Q2 2021	127,747	$2,179	$17.11	$15.96 - $17.72
Q1 2021	122,188	$1,959	$15.51	$14.01 - $16.64
Q4 2020	119,008	$1,716	$12.73	$10.83 - $14.51
Q3 2020	115,249	$1,333	$11.12	$9.87 - $12.09
Q2 2020	122,959	$1,287	$10.15	$6.31 - $11.98
Q1 2020	174,274	$1,331	$13.06	$5.42 - $16.40
Q4 2019	168,671	$2,365	$13.90	$12.81 - $14.53
Q3 2019	166,957	$2,232	$13.05	$12.60 - $13.53
Q2 2019	159,407	$2,044	$12.97	$12.54 - $13.85
Q1 2019	154,707	$1,959	$12.74	$10.95 - $14.17
Q4 2018	135,825	$1,501	$12.20	$10.57 - $13.30
Q3 2018	136,195	$1,792	$13.34	$12.56 - $13.70
Q2 2018	127,357	$1,611	$12.37	$11.95 - $13.03
Q1 2018	132,203	$1,600	$12.54	$11.55 - $13.38
Q4 2017	133,212	$1,748	$13.07	$12.29 - $13.97
Q3 2017	128,236	$1,654	$12.83	$11.64 - $13.54
Q2 2017	122,714	$1,625	$13.89	$12.29 - $15.68
Q1 2017	162,885	$2,464	$14.66	$14.01 - $15.50
Q4 2016	155,447	$2,193	$13.61	$12.50 - $14.34
Q3 2016	73,716	$1,000	$13.33	$12.33 - $14.00
Q2 2016	131,768	$1,636	$12.15	$11.55 - $12.47
Q1 2016	56,000	$673	$11.11	$9.92 - $12.42
Q4 2015	70,350	$858	$11.25	$10.08 - $12.64
Q3 2015	66,485	$672	$11.34	$9.88 - $12.26
Q2 2015	75,488	$871,885	$12.99	$11.40 - $14.22
Q1 2015	104,342	$1,407	$14.66	$13.26 - $15.71
Q4 2014	94,134	$1,400,718	$15.09	$13.14 - $16.20
Q3 2014	96,495	$1,395,321	$15.83	$14.35 - $16.99
Q2 2014	84,870	$1,371,500	$14.64	$12.95 - $16.31
Q1 2014	80,694	$1,135,363	$15.67	$14.05 - $16.63
Q4 2013	76,885	$1,260,916	$16.14	$14.78 - $17.25
Q3 2013	74,974	$1,143,355	$14.50	$13.60 - $15.64
Q2 2013	63,156	$880,392	$13.02	$11.57 - $14.25