HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Opus Capital Group, LLC's Holding History (CIK: 0001330325)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 14,401 Value ($000) $202 Avg Close $13.90 Range $12.81 - $14.53

Q2 2019

Shares 17,345 Value ($000) $222 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 100,419 Value ($000) $1,271 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 215,709 Value ($000) $2,383 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 153,123 Value ($000) $2,015 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 144,065 Value ($000) $1,823 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 144,243 Value ($000) $1,745 Avg Close $12.54 Range $11.55 - $13.38

Q1 2017

Shares 12,950 Value ($000) $196 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 13,008 Value ($000) $183 Avg Close $13.61 Range $12.50 - $14.34

Q4 2015

Shares 23,002 Value ($000) $280 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 21,002 Value ($000) $212 Avg Close $11.34 Range $9.88 - $12.26

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	14,401	$202	$13.90	$12.81 - $14.53
Q2 2019	17,345	$222	$12.97	$12.54 - $13.85
Q1 2019	100,419	$1,271	$12.74	$10.95 - $14.17
Q4 2018	215,709	$2,383	$12.20	$10.57 - $13.30
Q3 2018	153,123	$2,015	$13.34	$12.56 - $13.70
Q2 2018	144,065	$1,823	$12.37	$11.95 - $13.03
Q1 2018	144,243	$1,745	$12.54	$11.55 - $13.38
Q1 2017	12,950	$196	$14.66	$14.01 - $15.50
Q4 2016	13,008	$183	$13.61	$12.50 - $14.34
Q4 2015	23,002	$280	$11.25	$10.08 - $12.64
Q3 2015	21,002	$212	$11.34	$9.88 - $12.26