HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Advisors Capital Management, LLC's Holding History (CIK: 0001345576)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 828,258 Value ($000) $15,588 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 794,251 Value ($000) $15,019 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 754,521 Value ($000) $13,793 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 1,013,182 Value ($000) $19,463 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 1,018,210 Value ($000) $20,456 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 955,600 Value ($000) $19 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 946,313 Value ($000) $19 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 928,042 Value ($000) $17 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 929,499 Value ($000) $15 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 1,006,309 Value ($000) $17 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 983,152 Value ($000) $15 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 1,039,241 Value ($000) $13 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 973,086 Value ($000) $13 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 965,786 Value ($000) $13,560 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 917,401 Value ($000) $12,376 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 882,536 Value ($000) $15,947 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 870,048 Value ($000) $14,434 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 999,384 Value ($000) $16,600 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 916,189 Value ($000) $15,630 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 1,066,397 Value ($000) $17,094 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 1,045,832 Value ($000) $15,080 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 1,084,599 Value ($000) $12,549 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 1,128,075 Value ($000) $11,811 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 1,149,258 Value ($000) $8,780 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 1,127,276 Value ($000) $15,804 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 1,080,183 Value ($000) $14,442 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 1,024,464 Value ($000) $13,134 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 976,477 Value ($000) $12,431 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 875,560 Value ($000) $9,675 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 874,867 Value ($000) $11,513 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 805,034 Value ($000) $10,184 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 801,633 Value ($000) $9,699 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 851,878 Value ($000) $11,176 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 883,570 Value ($000) $11,398 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 934,858 Value ($000) $12,378 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 820,050 Value ($000) $12,408 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 850,564 Value ($000) $12,002 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 881,089 Value ($000) $11,948 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 914,343 Value ($000) $11,357 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 949,348 Value ($000) $11,401 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 1,004,788 Value ($000) $12,248 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 1,119,671 Value ($000) $11,320 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 1,090,049 Value ($000) $12,590 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 1,071,576 Value ($000) $14,445 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 1,063,736 Value ($000) $15,828 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 1,013,803 Value ($000) $14,660 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 935,816 Value ($000) $15,123 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 799,081 Value ($000) $11,243 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 748,138 Value ($000) $12,269 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 670,650 Value ($000) $10,227 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 600,696 Value ($000) $8,374 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	828,258	$15,588	$18.04	$16.63 - $19.13
Q3 2025	794,251	$15,019	$19.17	$18.23 - $19.67
Q2 2025	754,521	$13,793	$17.71	$15.65 - $19.37
Q1 2025	1,013,182	$19,463	$20.19	$17.93 - $22.04
Q4 2024	1,018,210	$20,456	$19.51	$18.51 - $20.42
Q3 2024	955,600	$19	$19.70	$16.95 - $21.78
Q2 2024	946,313	$19	$19.24	$17.84 - $20.57
Q1 2024	928,042	$17	$17.75	$16.51 - $18.88
Q4 2023	929,499	$15	$15.82	$15.02 - $17.09
Q3 2023	1,006,309	$17	$16.37	$14.62 - $18.05
Q2 2023	983,152	$15	$13.71	$12.06 - $15.23
Q1 2023	1,039,241	$13	$13.98	$10.94 - $16.28
Q4 2022	973,086	$13	$13.59	$11.16 - $15.22
Q3 2022	965,786	$13,560	$14.27	$11.41 - $16.23
Q2 2022	917,401	$12,376	$15.62	$12.62 - $19.09
Q1 2022	882,536	$15,947	$17.56	$16.11 - $18.39
Q4 2021	870,048	$14,434	$16.95	$15.91 - $18.20
Q3 2021	999,384	$16,600	$17.00	$16.35 - $17.75
Q2 2021	916,189	$15,630	$17.11	$15.96 - $17.72
Q1 2021	1,066,397	$17,094	$15.51	$14.01 - $16.64
Q4 2020	1,045,832	$15,080	$12.73	$10.83 - $14.51
Q3 2020	1,084,599	$12,549	$11.12	$9.87 - $12.09
Q2 2020	1,128,075	$11,811	$10.15	$6.31 - $11.98
Q1 2020	1,149,258	$8,780	$13.06	$5.42 - $16.40
Q4 2019	1,127,276	$15,804	$13.90	$12.81 - $14.53
Q3 2019	1,080,183	$14,442	$13.05	$12.60 - $13.53
Q2 2019	1,024,464	$13,134	$12.97	$12.54 - $13.85
Q1 2019	976,477	$12,431	$12.74	$10.95 - $14.17
Q4 2018	875,560	$9,675	$12.20	$10.57 - $13.30
Q3 2018	874,867	$11,513	$13.34	$12.56 - $13.70
Q2 2018	805,034	$10,184	$12.37	$11.95 - $13.03
Q1 2018	801,633	$9,699	$12.54	$11.55 - $13.38
Q4 2017	851,878	$11,176	$13.07	$12.29 - $13.97
Q3 2017	883,570	$11,398	$12.83	$11.64 - $13.54
Q2 2017	934,858	$12,378	$13.89	$12.29 - $15.68
Q1 2017	820,050	$12,408	$14.66	$14.01 - $15.50
Q4 2016	850,564	$12,002	$13.61	$12.50 - $14.34
Q3 2016	881,089	$11,948	$13.33	$12.33 - $14.00
Q2 2016	914,343	$11,357	$12.15	$11.55 - $12.47
Q1 2016	949,348	$11,401	$11.11	$9.92 - $12.42
Q4 2015	1,004,788	$12,248	$11.25	$10.08 - $12.64
Q3 2015	1,119,671	$11,320	$11.34	$9.88 - $12.26
Q2 2015	1,090,049	$12,590	$12.99	$11.40 - $14.22
Q1 2015	1,071,576	$14,445	$14.66	$13.26 - $15.71
Q4 2014	1,063,736	$15,828	$15.09	$13.14 - $16.20
Q3 2014	1,013,803	$14,660	$15.83	$14.35 - $16.99
Q2 2014	935,816	$15,123	$14.64	$12.95 - $16.31
Q1 2014	799,081	$11,243	$15.67	$14.05 - $16.63
Q4 2013	748,138	$12,269	$16.14	$14.78 - $17.25
Q3 2013	670,650	$10,227	$14.50	$13.60 - $15.64
Q2 2013	600,696	$8,374	$13.02	$11.57 - $14.25