HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 62,369 Value ($000) $899 Avg Close $12.73 Range $10.83 - $14.51
Q3 2020
Shares 56,177 Value ($000) $650 Avg Close $11.12 Range $9.87 - $12.09
Q2 2020
Shares 49,992 Value ($000) $523 Avg Close $10.15 Range $6.31 - $11.98
Q1 2020
Shares 51,334 Value ($000) $392 Avg Close $13.06 Range $5.42 - $16.40
Q4 2019
Shares 86,215 Value ($000) $1,209 Avg Close $13.90 Range $12.81 - $14.53
Q3 2019
Shares 71,097 Value ($000) $951 Avg Close $13.05 Range $12.60 - $13.53
Q2 2019
Shares 48,510 Value ($000) $622 Avg Close $12.97 Range $12.54 - $13.85
Q1 2019
Shares 41,833 Value ($000) $530 Avg Close $12.74 Range $10.95 - $14.17
Q4 2018
Shares 44,983 Value ($000) $497 Avg Close $12.20 Range $10.57 - $13.30
Q1 2015
Shares 16,108 Value ($000) $217 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 13,648 Value ($000) $203 Avg Close $15.09 Range $13.14 - $16.20