HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Employees Retirement System of Texas's Holding History (CIK: 0001398739)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 117,047 Value ($000) $1,771 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 114,654 Value ($000) $1,618 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 112,108 Value ($000) $1,520 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 112,108 Value ($000) $1,392 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 112,108 Value ($000) $1,346 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 112,108 Value ($000) $1,367 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 112,108 Value ($000) $1,133 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 112,108 Value ($000) $1,295 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 112,108 Value ($000) $1,511 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 112,108 Value ($000) $1,668 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 112,108 Value ($000) $1,621 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 112,108 Value ($000) $1,812 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 82,108 Value ($000) $1,155 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 80,449 Value ($000) $1,319 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 79,000 Value ($000) $1,205 Avg Close $14.50 Range $13.60 - $15.64