HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,823,405 Value ($000) $34,316 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 1,794,113 Value ($000) $33,927 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 1,296,534 Value ($000) $23,701 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 1,130,362 Value ($000) $21,714 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 987,320 Value ($000) $19,835 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 986,915 Value ($000) $19,383 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 856,288 Value ($000) $17,511 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 786,129 Value ($000) $14,504 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 581,387 Value ($000) $9,692 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 527,090 Value ($000) $8,655 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 484,673 Value ($000) $7,173 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 451,201 Value ($000) $5,816 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 491,652 Value ($000) $6,500 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 542,709 Value ($000) $6,285 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 475,496 Value ($000) $6,414 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 375,978 Value ($000) $6,794 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 279,245 Value ($000) $4,633 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 292,867 Value ($000) $4,865 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 266,260 Value ($000) $4,542 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 187,396 Value ($000) $3,004 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 164,660 Value ($000) $2,374 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 87,290 Value ($000) $1,010 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 75,698 Value ($000) $793 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 62,134 Value ($000) $475 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 161,739 Value ($000) $2,268 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 125,651 Value ($000) $1,680 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 122,279 Value ($000) $1,568 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 120,402 Value ($000) $1,524 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 119,555 Value ($000) $1,321 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 90,852 Value ($000) $1,196 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 15,439 Value ($000) $195 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 14,684 Value ($000) $178 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 14,882 Value ($000) $195 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 15,135 Value ($000) $195 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 36,764 Value ($000) $487 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 49,654 Value ($000) $747 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 45,777 Value ($000) $658 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 41,403 Value ($000) $560 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 24,678 Value ($000) $307 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 55,458 Value ($000) $664 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 92,365 Value ($000) $1,144 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 48,266 Value ($000) $515 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 56,868 Value ($000) $663 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 67,774 Value ($000) $922 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 80,811 Value ($000) $1,202 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 67,326 Value ($000) $974 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 93,795 Value ($000) $1,516 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 30,044 Value ($000) $423 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 69,295 Value ($000) $1,136 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 59,192 Value ($000) $898 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 43,701 Value ($000) $609 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,823,405	$34,316	$18.04	$16.63 - $19.13
Q3 2025	1,794,113	$33,927	$19.17	$18.23 - $19.67
Q2 2025	1,296,534	$23,701	$17.71	$15.65 - $19.37
Q1 2025	1,130,362	$21,714	$20.19	$17.93 - $22.04
Q4 2024	987,320	$19,835	$19.51	$18.51 - $20.42
Q3 2024	986,915	$19,383	$19.70	$16.95 - $21.78
Q2 2024	856,288	$17,511	$19.24	$17.84 - $20.57
Q1 2024	786,129	$14,504	$17.75	$16.51 - $18.88
Q4 2023	581,387	$9,692	$15.82	$15.02 - $17.09
Q3 2023	527,090	$8,655	$16.37	$14.62 - $18.05
Q2 2023	484,673	$7,173	$13.71	$12.06 - $15.23
Q1 2023	451,201	$5,816	$13.98	$10.94 - $16.28
Q4 2022	491,652	$6,500	$13.59	$11.16 - $15.22
Q3 2022	542,709	$6,285	$14.27	$11.41 - $16.23
Q2 2022	475,496	$6,414	$15.62	$12.62 - $19.09
Q1 2022	375,978	$6,794	$17.56	$16.11 - $18.39
Q4 2021	279,245	$4,633	$16.95	$15.91 - $18.20
Q3 2021	292,867	$4,865	$17.00	$16.35 - $17.75
Q2 2021	266,260	$4,542	$17.11	$15.96 - $17.72
Q1 2021	187,396	$3,004	$15.51	$14.01 - $16.64
Q4 2020	164,660	$2,374	$12.73	$10.83 - $14.51
Q3 2020	87,290	$1,010	$11.12	$9.87 - $12.09
Q2 2020	75,698	$793	$10.15	$6.31 - $11.98
Q1 2020	62,134	$475	$13.06	$5.42 - $16.40
Q4 2019	161,739	$2,268	$13.90	$12.81 - $14.53
Q3 2019	125,651	$1,680	$13.05	$12.60 - $13.53
Q2 2019	122,279	$1,568	$12.97	$12.54 - $13.85
Q1 2019	120,402	$1,524	$12.74	$10.95 - $14.17
Q4 2018	119,555	$1,321	$12.20	$10.57 - $13.30
Q3 2018	90,852	$1,196	$13.34	$12.56 - $13.70
Q2 2018	15,439	$195	$12.37	$11.95 - $13.03
Q1 2018	14,684	$178	$12.54	$11.55 - $13.38
Q4 2017	14,882	$195	$13.07	$12.29 - $13.97
Q3 2017	15,135	$195	$12.83	$11.64 - $13.54
Q2 2017	36,764	$487	$13.89	$12.29 - $15.68
Q1 2017	49,654	$747	$14.66	$14.01 - $15.50
Q4 2016	45,777	$658	$13.61	$12.50 - $14.34
Q3 2016	41,403	$560	$13.33	$12.33 - $14.00
Q2 2016	24,678	$307	$12.15	$11.55 - $12.47
Q1 2016	55,458	$664	$11.11	$9.92 - $12.42
Q4 2015	92,365	$1,144	$11.25	$10.08 - $12.64
Q3 2015	48,266	$515	$11.34	$9.88 - $12.26
Q2 2015	56,868	$663	$12.99	$11.40 - $14.22
Q1 2015	67,774	$922	$14.66	$13.26 - $15.71
Q4 2014	80,811	$1,202	$15.09	$13.14 - $16.20
Q3 2014	67,326	$974	$15.83	$14.35 - $16.99
Q2 2014	93,795	$1,516	$14.64	$12.95 - $16.31
Q1 2014	30,044	$423	$15.67	$14.05 - $16.63
Q4 2013	69,295	$1,136	$16.14	$14.78 - $17.25
Q3 2013	59,192	$898	$14.50	$13.60 - $15.64
Q2 2013	43,701	$609	$13.02	$11.57 - $14.25