HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 167,690 Value ($000) $3 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 167,468 Value ($000) $3 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 164,755 Value ($000) $3 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 153,147 Value ($000) $3 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 162,106 Value ($000) $3 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 152,500 Value ($000) $3 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 137,622 Value ($000) $3 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 104,693 Value ($000) $2 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 110,795 Value ($000) $2 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 107,094 Value ($000) $2 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 102,289 Value ($000) $2 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 100,977 Value ($000) $1 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 98,149 Value ($000) $1 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 89,697 Value ($000) $1,039 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 85,857 Value ($000) $1,158 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 106,335 Value ($000) $1,921 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 83,711 Value ($000) $1,389 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 80,740 Value ($000) $1,341 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 84,370 Value ($000) $1,439 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 77,540 Value ($000) $1,243 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 73,361 Value ($000) $1,058 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 53,405 Value ($000) $618 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 50,530 Value ($000) $529 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 42,138 Value ($000) $322 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 48,691 Value ($000) $683 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 46,858 Value ($000) $626 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 44,834 Value ($000) $575 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 51,880 Value ($000) $657 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 43,407 Value ($000) $480 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 44,465 Value ($000) $585 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 34,744 Value ($000) $440 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 38,739 Value ($000) $469 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 52,131 Value ($000) $684 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 53,232 Value ($000) $687 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 58,246 Value ($000) $771 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 61,159 Value ($000) $925 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 63,415 Value ($000) $895 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 65,687 Value ($000) $891 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 68,968 Value ($000) $857 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 66,859 Value ($000) $803 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 70,715 Value ($000) $862 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 69,280 Value ($000) $700 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 77,205 Value ($000) $892 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 81,091 Value ($000) $1,093 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 83,647 Value ($000) $1,245 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 83,480 Value ($000) $1,207 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 79,371 Value ($000) $1,283 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 72,086 Value ($000) $1,014 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 69,909 Value ($000) $1,147 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 44,365 Value ($000) $677 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 21,910 Value ($000) $305 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	167,690	$3	$18.04	$16.63 - $19.13
Q3 2025	167,468	$3	$19.17	$18.23 - $19.67
Q2 2025	164,755	$3	$17.71	$15.65 - $19.37
Q1 2025	153,147	$3	$20.19	$17.93 - $22.04
Q4 2024	162,106	$3	$19.51	$18.51 - $20.42
Q3 2024	152,500	$3	$19.70	$16.95 - $21.78
Q2 2024	137,622	$3	$19.24	$17.84 - $20.57
Q1 2024	104,693	$2	$17.75	$16.51 - $18.88
Q4 2023	110,795	$2	$15.82	$15.02 - $17.09
Q3 2023	107,094	$2	$16.37	$14.62 - $18.05
Q2 2023	102,289	$2	$13.71	$12.06 - $15.23
Q1 2023	100,977	$1	$13.98	$10.94 - $16.28
Q4 2022	98,149	$1	$13.59	$11.16 - $15.22
Q3 2022	89,697	$1,039	$14.27	$11.41 - $16.23
Q2 2022	85,857	$1,158	$15.62	$12.62 - $19.09
Q1 2022	106,335	$1,921	$17.56	$16.11 - $18.39
Q4 2021	83,711	$1,389	$16.95	$15.91 - $18.20
Q3 2021	80,740	$1,341	$17.00	$16.35 - $17.75
Q2 2021	84,370	$1,439	$17.11	$15.96 - $17.72
Q1 2021	77,540	$1,243	$15.51	$14.01 - $16.64
Q4 2020	73,361	$1,058	$12.73	$10.83 - $14.51
Q3 2020	53,405	$618	$11.12	$9.87 - $12.09
Q2 2020	50,530	$529	$10.15	$6.31 - $11.98
Q1 2020	42,138	$322	$13.06	$5.42 - $16.40
Q4 2019	48,691	$683	$13.90	$12.81 - $14.53
Q3 2019	46,858	$626	$13.05	$12.60 - $13.53
Q2 2019	44,834	$575	$12.97	$12.54 - $13.85
Q1 2019	51,880	$657	$12.74	$10.95 - $14.17
Q4 2018	43,407	$480	$12.20	$10.57 - $13.30
Q3 2018	44,465	$585	$13.34	$12.56 - $13.70
Q2 2018	34,744	$440	$12.37	$11.95 - $13.03
Q1 2018	38,739	$469	$12.54	$11.55 - $13.38
Q4 2017	52,131	$684	$13.07	$12.29 - $13.97
Q3 2017	53,232	$687	$12.83	$11.64 - $13.54
Q2 2017	58,246	$771	$13.89	$12.29 - $15.68
Q1 2017	61,159	$925	$14.66	$14.01 - $15.50
Q4 2016	63,415	$895	$13.61	$12.50 - $14.34
Q3 2016	65,687	$891	$13.33	$12.33 - $14.00
Q2 2016	68,968	$857	$12.15	$11.55 - $12.47
Q1 2016	66,859	$803	$11.11	$9.92 - $12.42
Q4 2015	70,715	$862	$11.25	$10.08 - $12.64
Q3 2015	69,280	$700	$11.34	$9.88 - $12.26
Q2 2015	77,205	$892	$12.99	$11.40 - $14.22
Q1 2015	81,091	$1,093	$14.66	$13.26 - $15.71
Q4 2014	83,647	$1,245	$15.09	$13.14 - $16.20
Q3 2014	83,480	$1,207	$15.83	$14.35 - $16.99
Q2 2014	79,371	$1,283	$14.64	$12.95 - $16.31
Q1 2014	72,086	$1,014	$15.67	$14.05 - $16.63
Q4 2013	69,909	$1,147	$16.14	$14.78 - $17.25
Q3 2013	44,365	$677	$14.50	$13.60 - $15.64
Q2 2013	21,910	$305	$13.02	$11.57 - $14.25