HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CIBC WORLD MARKET INC.'s Holding History (CIK: 0001421224)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 15,322 Value ($000) $205 Avg Close $13.05 Range $12.60 - $13.53
Q2 2019
Shares 15,578 Value ($000) $200 Avg Close $12.97 Range $12.54 - $13.85
Q1 2019
Shares 20,685 Value ($000) $262 Avg Close $12.74 Range $10.95 - $14.17
Q4 2018
Shares 21,227 Value ($000) $235 Avg Close $12.20 Range $10.57 - $13.30
Q3 2018
Shares 22,645 Value ($000) $298 Avg Close $13.34 Range $12.56 - $13.70
Q2 2018
Shares 25,369 Value ($000) $321 Avg Close $12.37 Range $11.95 - $13.03
Q1 2018
Shares 29,301 Value ($000) $355 Avg Close $12.54 Range $11.55 - $13.38
Q4 2017
Shares 29,957 Value ($000) $393 Avg Close $13.07 Range $12.29 - $13.97
Q3 2017
Shares 35,456 Value ($000) $457 Avg Close $12.83 Range $11.64 - $13.54
Q2 2017
Shares 37,598 Value ($000) $498 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 33,734 Value ($000) $510 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 18,427 Value ($000) $260 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 26,817 Value ($000) $364 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 32,042 Value ($000) $398 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 33,083 Value ($000) $397 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 36,368 Value ($000) $443 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 34,643 Value ($000) $350 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 43,971 Value ($000) $508 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 46,078 Value ($000) $621 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 50,800 Value ($000) $756 Avg Close $15.09 Range $13.14 - $16.20