HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CITADEL ADVISORS LLC's Holding History (CIK: 0001423053)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 472,139 Value ($000) $8,886 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 904,135 Value ($000) $17,097 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 664,210 Value ($000) $12,142 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 1,263,566 Value ($000) $24,273 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 828,809 Value ($000) $16,651 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 392,948 Value ($000) $7,717 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 136,135 Value ($000) $2,784 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 505,530 Value ($000) $9,327 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 231,459 Value ($000) $3,858 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 69,568 Value ($000) $1,142 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 265,652 Value ($000) $3,932 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 1,253,891 Value ($000) $16,163 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 767,138 Value ($000) $10,142 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 317,344 Value ($000) $3,675 Avg Close $14.27 Range $11.41 - $16.23

Q1 2022

Shares 120,666 Value ($000) $2,180 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 161,351 Value ($000) $2,677 Avg Close $16.95 Range $15.91 - $18.20

Q2 2021

Shares 46,635 Value ($000) $796 Avg Close $17.11 Range $15.96 - $17.72

Q3 2020

Shares 16,796 Value ($000) $194 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 264,763 Value ($000) $2,772 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 335,300 Value ($000) $2,562 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 416,332 Value ($000) $5,837 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 552,163 Value ($000) $7,382 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 269,108 Value ($000) $3,450 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 31,059 Value ($000) $393 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 19,144 Value ($000) $212 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 54,316 Value ($000) $714 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 229,589 Value ($000) $2,904 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 25,373 Value ($000) $307 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 39,126 Value ($000) $513 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 70,167 Value ($000) $905 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 12,651 Value ($000) $167 Avg Close $13.89 Range $12.29 - $15.68

Q4 2016

Shares 24,780 Value ($000) $349 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 18,139 Value ($000) $246 Avg Close $13.33 Range $12.33 - $14.00

Q1 2016

Shares 26,456 Value ($000) $318 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 29,890 Value ($000) $364 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 333,947 Value ($000) $3,376 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 9,242 Value ($000) $107 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 23,513 Value ($000) $317 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 36,292 Value ($000) $540 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 47,935 Value ($000) $693 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 3,499 Value ($000) $57 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 29,318 Value ($000) $412 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 63,334 Value ($000) $1,038 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 20,593 Value ($000) $314 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 10,901 Value ($000) $152 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	472,139	$8,886	$18.04	$16.63 - $19.13
Q3 2025	904,135	$17,097	$19.17	$18.23 - $19.67
Q2 2025	664,210	$12,142	$17.71	$15.65 - $19.37
Q1 2025	1,263,566	$24,273	$20.19	$17.93 - $22.04
Q4 2024	828,809	$16,651	$19.51	$18.51 - $20.42
Q3 2024	392,948	$7,717	$19.70	$16.95 - $21.78
Q2 2024	136,135	$2,784	$19.24	$17.84 - $20.57
Q1 2024	505,530	$9,327	$17.75	$16.51 - $18.88
Q4 2023	231,459	$3,858	$15.82	$15.02 - $17.09
Q3 2023	69,568	$1,142	$16.37	$14.62 - $18.05
Q2 2023	265,652	$3,932	$13.71	$12.06 - $15.23
Q1 2023	1,253,891	$16,163	$13.98	$10.94 - $16.28
Q4 2022	767,138	$10,142	$13.59	$11.16 - $15.22
Q3 2022	317,344	$3,675	$14.27	$11.41 - $16.23
Q1 2022	120,666	$2,180	$17.56	$16.11 - $18.39
Q4 2021	161,351	$2,677	$16.95	$15.91 - $18.20
Q2 2021	46,635	$796	$17.11	$15.96 - $17.72
Q3 2020	16,796	$194	$11.12	$9.87 - $12.09
Q2 2020	264,763	$2,772	$10.15	$6.31 - $11.98
Q1 2020	335,300	$2,562	$13.06	$5.42 - $16.40
Q4 2019	416,332	$5,837	$13.90	$12.81 - $14.53
Q3 2019	552,163	$7,382	$13.05	$12.60 - $13.53
Q2 2019	269,108	$3,450	$12.97	$12.54 - $13.85
Q1 2019	31,059	$393	$12.74	$10.95 - $14.17
Q4 2018	19,144	$212	$12.20	$10.57 - $13.30
Q3 2018	54,316	$714	$13.34	$12.56 - $13.70
Q2 2018	229,589	$2,904	$12.37	$11.95 - $13.03
Q1 2018	25,373	$307	$12.54	$11.55 - $13.38
Q4 2017	39,126	$513	$13.07	$12.29 - $13.97
Q3 2017	70,167	$905	$12.83	$11.64 - $13.54
Q2 2017	12,651	$167	$13.89	$12.29 - $15.68
Q4 2016	24,780	$349	$13.61	$12.50 - $14.34
Q3 2016	18,139	$246	$13.33	$12.33 - $14.00
Q1 2016	26,456	$318	$11.11	$9.92 - $12.42
Q4 2015	29,890	$364	$11.25	$10.08 - $12.64
Q3 2015	333,947	$3,376	$11.34	$9.88 - $12.26
Q2 2015	9,242	$107	$12.99	$11.40 - $14.22
Q1 2015	23,513	$317	$14.66	$13.26 - $15.71
Q4 2014	36,292	$540	$15.09	$13.14 - $16.20
Q3 2014	47,935	$693	$15.83	$14.35 - $16.99
Q2 2014	3,499	$57	$14.64	$12.95 - $16.31
Q1 2014	29,318	$412	$15.67	$14.05 - $16.63
Q4 2013	63,334	$1,038	$16.14	$14.78 - $17.25
Q3 2013	20,593	$314	$14.50	$13.60 - $15.64
Q2 2013	10,901	$152	$13.02	$11.57 - $14.25