HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Ativo Capital Management LLC's Holding History (CIK: 0001423065)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 15,907 Value ($000) $230 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 15,702 Value ($000) $254 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 17,758 Value ($000) $250 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 14,825 Value ($000) $243 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	15,907	$230	$15.83	$14.35 - $16.99
Q2 2014	15,702	$254	$14.64	$12.95 - $16.31
Q1 2014	17,758	$250	$15.67	$14.05 - $16.63
Q4 2013	14,825	$243	$16.14	$14.78 - $17.25