HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

WealthTrust Axiom LLC's Holding History (CIK: 0001425949)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 10,000 Value ($000) $131 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 11,000 Value ($000) $141 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 13,500 Value ($000) $178 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 13,500 Value ($000) $204 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 13,500 Value ($000) $190 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 18,500 Value ($000) $250 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 18,500 Value ($000) $229 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 18,500 Value ($000) $222 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 18,500 Value ($000) $225 Avg Close $11.25 Range $10.08 - $12.64

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	10,000	$131	$13.07	$12.29 - $13.97
Q3 2017	11,000	$141	$12.83	$11.64 - $13.54
Q2 2017	13,500	$178	$13.89	$12.29 - $15.68
Q1 2017	13,500	$204	$14.66	$14.01 - $15.50
Q4 2016	13,500	$190	$13.61	$12.50 - $14.34
Q3 2016	18,500	$250	$13.33	$12.33 - $14.00
Q2 2016	18,500	$229	$12.15	$11.55 - $12.47
Q1 2016	18,500	$222	$11.11	$9.92 - $12.42
Q4 2015	18,500	$225	$11.25	$10.08 - $12.64