HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q1 2024

Shares 17,163 Value ($000) $317 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 12,681 Value ($000) $211 Avg Close $15.82 Range $15.02 - $17.09

Q4 2016

Shares 39,884 Value ($000) $562 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 16,036 Value ($000) $217 Avg Close $13.33 Range $12.33 - $14.00

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2024	17,163	$317	$17.75	$16.51 - $18.88
Q4 2023	12,681	$211	$15.82	$15.02 - $17.09
Q4 2016	39,884	$562	$13.61	$12.50 - $14.34
Q3 2016	16,036	$217	$13.33	$12.33 - $14.00