HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 16,569 Value ($000) $234 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 15,595 Value ($000) $211 Avg Close $13.33 Range $12.33 - $14.00