HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

EVENTIDE ASSET MANAGEMENT, LLC's Holding History (CIK: 0001442891)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 100,000 Value ($000) $1,324 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 100,000 Value ($000) $1,513 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 106,000 Value ($000) $1,496 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 79,000 Value ($000) $1,071 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 64,000 Value ($000) $795 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 41,600 Value ($000) $500 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 22,700 Value ($000) $277 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 11,200 Value ($000) $113 Avg Close $11.34 Range $9.88 - $12.26