HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC's Holding History (CIK: 0001446179)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 49,933 Value ($000) $657 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 49,933 Value ($000) $632 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 81,885 Value ($000) $991 Avg Close $12.54 Range $11.55 - $13.38

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	49,933	$657	$13.34	$12.56 - $13.70
Q2 2018	49,933	$632	$12.37	$11.95 - $13.03
Q1 2018	81,885	$991	$12.54	$11.55 - $13.38