HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 64,558 Value ($000) $1,215 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 65,842 Value ($000) $1,245 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 72,694 Value ($000) $1,329 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 76,483 Value ($000) $1,469 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 77,276 Value ($000) $1,552 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 62,435 Value ($000) $1,228 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 66,924 Value ($000) $1,366 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 65,860 Value ($000) $1,214 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 57,113 Value ($000) $953 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 54,801 Value ($000) $900 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 53,527 Value ($000) $792 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 55,072 Value ($000) $710 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 47,043 Value ($000) $621 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 45,390 Value ($000) $525 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 45,122 Value ($000) $607 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 52,376 Value ($000) $947 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 47,415 Value ($000) $790 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 44,903 Value ($000) $749 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 114,446 Value ($000) $1,954 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 170,486 Value ($000) $2,731 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 174,064 Value ($000) $2,507 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 192,713 Value ($000) $2,227 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 103,831 Value ($000) $1,087 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 99,986 Value ($000) $768 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 111,153 Value ($000) $1,553 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 111,081 Value ($000) $1,490 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 110,551 Value ($000) $1,418 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 110,957 Value ($000) $1,401 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 101,619 Value ($000) $1,124 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 93,328 Value ($000) $1,231 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 97,412 Value ($000) $1,230 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 85,243 Value ($000) $1,031 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 101,400 Value ($000) $1,333 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 91,368 Value ($000) $1,179 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 12,174 Value ($000) $162 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 12,093 Value ($000) $183 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 12,021 Value ($000) $169 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 11,946 Value ($000) $161 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 11,991 Value ($000) $147 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 11,066 Value ($000) $133 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 14,551 Value ($000) $177 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 10,218 Value ($000) $102 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 23,013 Value ($000) $266 Avg Close $12.99 Range $11.40 - $14.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	64,558	$1,215	$18.04	$16.63 - $19.13
Q3 2025	65,842	$1,245	$19.17	$18.23 - $19.67
Q2 2025	72,694	$1,329	$17.71	$15.65 - $19.37
Q1 2025	76,483	$1,469	$20.19	$17.93 - $22.04
Q4 2024	77,276	$1,552	$19.51	$18.51 - $20.42
Q3 2024	62,435	$1,228	$19.70	$16.95 - $21.78
Q2 2024	66,924	$1,366	$19.24	$17.84 - $20.57
Q1 2024	65,860	$1,214	$17.75	$16.51 - $18.88
Q4 2023	57,113	$953	$15.82	$15.02 - $17.09
Q3 2023	54,801	$900	$16.37	$14.62 - $18.05
Q2 2023	53,527	$792	$13.71	$12.06 - $15.23
Q1 2023	55,072	$710	$13.98	$10.94 - $16.28
Q4 2022	47,043	$621	$13.59	$11.16 - $15.22
Q3 2022	45,390	$525	$14.27	$11.41 - $16.23
Q2 2022	45,122	$607	$15.62	$12.62 - $19.09
Q1 2022	52,376	$947	$17.56	$16.11 - $18.39
Q4 2021	47,415	$790	$16.95	$15.91 - $18.20
Q3 2021	44,903	$749	$17.00	$16.35 - $17.75
Q2 2021	114,446	$1,954	$17.11	$15.96 - $17.72
Q1 2021	170,486	$2,731	$15.51	$14.01 - $16.64
Q4 2020	174,064	$2,507	$12.73	$10.83 - $14.51
Q3 2020	192,713	$2,227	$11.12	$9.87 - $12.09
Q2 2020	103,831	$1,087	$10.15	$6.31 - $11.98
Q1 2020	99,986	$768	$13.06	$5.42 - $16.40
Q4 2019	111,153	$1,553	$13.90	$12.81 - $14.53
Q3 2019	111,081	$1,490	$13.05	$12.60 - $13.53
Q2 2019	110,551	$1,418	$12.97	$12.54 - $13.85
Q1 2019	110,957	$1,401	$12.74	$10.95 - $14.17
Q4 2018	101,619	$1,124	$12.20	$10.57 - $13.30
Q3 2018	93,328	$1,231	$13.34	$12.56 - $13.70
Q2 2018	97,412	$1,230	$12.37	$11.95 - $13.03
Q1 2018	85,243	$1,031	$12.54	$11.55 - $13.38
Q4 2017	101,400	$1,333	$13.07	$12.29 - $13.97
Q3 2017	91,368	$1,179	$12.83	$11.64 - $13.54
Q2 2017	12,174	$162	$13.89	$12.29 - $15.68
Q1 2017	12,093	$183	$14.66	$14.01 - $15.50
Q4 2016	12,021	$169	$13.61	$12.50 - $14.34
Q3 2016	11,946	$161	$13.33	$12.33 - $14.00
Q2 2016	11,991	$147	$12.15	$11.55 - $12.47
Q1 2016	11,066	$133	$11.11	$9.92 - $12.42
Q4 2015	14,551	$177	$11.25	$10.08 - $12.64
Q3 2015	10,218	$102	$11.34	$9.88 - $12.26
Q2 2015	23,013	$266	$12.99	$11.40 - $14.22