HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Sumitomo Mitsui Trust Holdings, Inc.'s Holding History (CIK: 0001475365)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,018,759 Value ($000) $19,173 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 884,946 Value ($000) $16,734 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 621,724 Value ($000) $11,365 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 499,699 Value ($000) $9,599 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 442,767 Value ($000) $8,895 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 401,133 Value ($000) $7,878 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 364,247 Value ($000) $7,449 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 371,183 Value ($000) $6,848 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 371,063 Value ($000) $6,186 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 358,841 Value ($000) $5,892 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 364,560 Value ($000) $5,395 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 380,339 Value ($000) $4,903 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 380,339 Value ($000) $5,028 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 383,833 Value ($000) $4,445 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 439,315 Value ($000) $5,926 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 470,974 Value ($000) $8,511 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 498,859 Value ($000) $8,276 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 498,859 Value ($000) $8,286 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 618,222 Value ($000) $10,547 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 745,707 Value ($000) $11,954 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 1,041,400 Value ($000) $15,017 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 1,143,554 Value ($000) $13,231 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 1,104,150 Value ($000) $11,560 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 948,317 Value ($000) $7,245 Avg Close $13.06 Range $5.42 - $16.40

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,018,759	$19,173	$18.04	$16.63 - $19.13
Q3 2025	884,946	$16,734	$19.17	$18.23 - $19.67
Q2 2025	621,724	$11,365	$17.71	$15.65 - $19.37
Q1 2025	499,699	$9,599	$20.19	$17.93 - $22.04
Q4 2024	442,767	$8,895	$19.51	$18.51 - $20.42
Q3 2024	401,133	$7,878	$19.70	$16.95 - $21.78
Q2 2024	364,247	$7,449	$19.24	$17.84 - $20.57
Q1 2024	371,183	$6,848	$17.75	$16.51 - $18.88
Q4 2023	371,063	$6,186	$15.82	$15.02 - $17.09
Q3 2023	358,841	$5,892	$16.37	$14.62 - $18.05
Q2 2023	364,560	$5,395	$13.71	$12.06 - $15.23
Q1 2023	380,339	$4,903	$13.98	$10.94 - $16.28
Q4 2022	380,339	$5,028	$13.59	$11.16 - $15.22
Q3 2022	383,833	$4,445	$14.27	$11.41 - $16.23
Q2 2022	439,315	$5,926	$15.62	$12.62 - $19.09
Q1 2022	470,974	$8,511	$17.56	$16.11 - $18.39
Q4 2021	498,859	$8,276	$16.95	$15.91 - $18.20
Q3 2021	498,859	$8,286	$17.00	$16.35 - $17.75
Q2 2021	618,222	$10,547	$17.11	$15.96 - $17.72
Q1 2021	745,707	$11,954	$15.51	$14.01 - $16.64
Q4 2020	1,041,400	$15,017	$12.73	$10.83 - $14.51
Q3 2020	1,143,554	$13,231	$11.12	$9.87 - $12.09
Q2 2020	1,104,150	$11,560	$10.15	$6.31 - $11.98
Q1 2020	948,317	$7,245	$13.06	$5.42 - $16.40