HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

TWO SIGMA ADVISERS, LP's Holding History (CIK: 0001478735)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,922,200 Value ($000) $36,176 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 1,956,400 Value ($000) $36,996 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 2,081,600 Value ($000) $38,052 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 2,019,600 Value ($000) $38,797 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 1,406,900 Value ($000) $28,265 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 460,200 Value ($000) $9,038 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 836,600 Value ($000) $17,108 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 785,400 Value ($000) $14,491 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 718,600 Value ($000) $11,979 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 751,500 Value ($000) $12,340 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 703,100 Value ($000) $10,406 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 794,600 Value ($000) $10,242 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 794,100 Value ($000) $10,498 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 948,200 Value ($000) $10,980 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 1,237,500 Value ($000) $16,694 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 909,300 Value ($000) $16,431 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 759,700 Value ($000) $12,603 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 798,500 Value ($000) $13,263 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 659,700 Value ($000) $11,254 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 37,500 Value ($000) $601 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 97,200 Value ($000) $1,402 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 99,100 Value ($000) $1,147 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 84,600 Value ($000) $886 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 29,900 Value ($000) $228 Avg Close $13.06 Range $5.42 - $16.40

Q2 2019

Shares 69,944 Value ($000) $897 Avg Close $12.97 Range $12.54 - $13.85

Q4 2018

Shares 163,015 Value ($000) $1,801 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 200,405 Value ($000) $2,637 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 454,505 Value ($000) $5,749 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 163,105 Value ($000) $1,974 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 308,405 Value ($000) $4,046 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 287,996 Value ($000) $3,715 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 268,405 Value ($000) $3,554 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 286,705 Value ($000) $4,338 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 342,249 Value ($000) $4,829 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 199,614 Value ($000) $2,707 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 99,775 Value ($000) $1,239 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 61,175 Value ($000) $735 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 74,754 Value ($000) $911 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 95,630 Value ($000) $990 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 76,414 Value ($000) $883 Avg Close $12.99 Range $11.40 - $14.22

Q3 2014

Shares 53,008 Value ($000) $766 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 151,495 Value ($000) $2,448 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 54,395 Value ($000) $767 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 49,395 Value ($000) $810 Avg Close $16.14 Range $14.78 - $17.25

Q2 2013

Shares 52,130 Value ($000) $727 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,922,200	$36,176	$18.04	$16.63 - $19.13
Q3 2025	1,956,400	$36,996	$19.17	$18.23 - $19.67
Q2 2025	2,081,600	$38,052	$17.71	$15.65 - $19.37
Q1 2025	2,019,600	$38,797	$20.19	$17.93 - $22.04
Q4 2024	1,406,900	$28,265	$19.51	$18.51 - $20.42
Q3 2024	460,200	$9,038	$19.70	$16.95 - $21.78
Q2 2024	836,600	$17,108	$19.24	$17.84 - $20.57
Q1 2024	785,400	$14,491	$17.75	$16.51 - $18.88
Q4 2023	718,600	$11,979	$15.82	$15.02 - $17.09
Q3 2023	751,500	$12,340	$16.37	$14.62 - $18.05
Q2 2023	703,100	$10,406	$13.71	$12.06 - $15.23
Q1 2023	794,600	$10,242	$13.98	$10.94 - $16.28
Q4 2022	794,100	$10,498	$13.59	$11.16 - $15.22
Q3 2022	948,200	$10,980	$14.27	$11.41 - $16.23
Q2 2022	1,237,500	$16,694	$15.62	$12.62 - $19.09
Q1 2022	909,300	$16,431	$17.56	$16.11 - $18.39
Q4 2021	759,700	$12,603	$16.95	$15.91 - $18.20
Q3 2021	798,500	$13,263	$17.00	$16.35 - $17.75
Q2 2021	659,700	$11,254	$17.11	$15.96 - $17.72
Q1 2021	37,500	$601	$15.51	$14.01 - $16.64
Q4 2020	97,200	$1,402	$12.73	$10.83 - $14.51
Q3 2020	99,100	$1,147	$11.12	$9.87 - $12.09
Q2 2020	84,600	$886	$10.15	$6.31 - $11.98
Q1 2020	29,900	$228	$13.06	$5.42 - $16.40
Q2 2019	69,944	$897	$12.97	$12.54 - $13.85
Q4 2018	163,015	$1,801	$12.20	$10.57 - $13.30
Q3 2018	200,405	$2,637	$13.34	$12.56 - $13.70
Q2 2018	454,505	$5,749	$12.37	$11.95 - $13.03
Q1 2018	163,105	$1,974	$12.54	$11.55 - $13.38
Q4 2017	308,405	$4,046	$13.07	$12.29 - $13.97
Q3 2017	287,996	$3,715	$12.83	$11.64 - $13.54
Q2 2017	268,405	$3,554	$13.89	$12.29 - $15.68
Q1 2017	286,705	$4,338	$14.66	$14.01 - $15.50
Q4 2016	342,249	$4,829	$13.61	$12.50 - $14.34
Q3 2016	199,614	$2,707	$13.33	$12.33 - $14.00
Q2 2016	99,775	$1,239	$12.15	$11.55 - $12.47
Q1 2016	61,175	$735	$11.11	$9.92 - $12.42
Q4 2015	74,754	$911	$11.25	$10.08 - $12.64
Q3 2015	95,630	$990	$11.34	$9.88 - $12.26
Q2 2015	76,414	$883	$12.99	$11.40 - $14.22
Q3 2014	53,008	$766	$15.83	$14.35 - $16.99
Q2 2014	151,495	$2,448	$14.64	$12.95 - $16.31
Q1 2014	54,395	$767	$15.67	$14.05 - $16.63
Q4 2013	49,395	$810	$16.14	$14.78 - $17.25
Q2 2013	52,130	$727	$13.02	$11.57 - $14.25