HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 34,820 Value ($000) $655 Avg Close $18.04 Range $16.63 - $19.13
Q3 2025
Shares 18,276 Value ($000) $0 Avg Close $19.17 Range $18.23 - $19.67
Q2 2025
Shares 17,596 Value ($000) $0 Avg Close $17.71 Range $15.65 - $19.37
Q1 2025
Shares 72,854 Value ($000) $1 Avg Close $20.19 Range $17.93 - $22.04
Q3 2020
Shares 22,297 Value ($000) $257 Avg Close $11.12 Range $9.87 - $12.09
Q2 2020
Shares 46,451 Value ($000) $486 Avg Close $10.15 Range $6.31 - $11.98
Q1 2020
Shares 32,812 Value ($000) $250 Avg Close $13.06 Range $5.42 - $16.40
Q4 2019
Shares 313 Value ($000) $4 Avg Close $13.90 Range $12.81 - $14.53
Q2 2019
Shares 1,519 Value ($000) $19 Avg Close $12.97 Range $12.54 - $13.85
Q4 2018
Shares 4,467 Value ($000) $49 Avg Close $12.20 Range $10.57 - $13.30
Q3 2018
Shares 3,014 Value ($000) $39 Avg Close $13.34 Range $12.56 - $13.70
Q1 2018
Shares 427 Value ($000) $5 Avg Close $12.54 Range $11.55 - $13.38
Q3 2017
Shares 679 Value ($000) $8 Avg Close $12.83 Range $11.64 - $13.54
Q1 2017
Shares 1,146 Value ($000) $17 Avg Close $14.66 Range $14.01 - $15.50
Q3 2016
Shares 847 Value ($000) $11 Avg Close $13.33 Range $12.33 - $14.00
Q1 2016
Shares 169 Value ($000) $2 Avg Close $11.11 Range $9.92 - $12.42
Q2 2015
Shares 800 Value ($000) $9 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 482 Value ($000) $6 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 1,057 Value ($000) $16 Avg Close $15.09 Range $13.14 - $16.20