HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Transamerica Financial Advisors, Inc.'s Holding History (CIK: 0001502149)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 26,220 Value ($000) $391 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 27,273 Value ($000) $395 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 30,308 Value ($000) $491 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 29,135 Value ($000) $410 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 22,178 Value ($000) $364 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 36,041 Value ($000) $550 Avg Close $14.50 Range $13.60 - $15.64
Q2 2013
Shares 46,388 Value ($000) $647 Avg Close $13.02 Range $11.57 - $14.25