HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Bulldog Investors, LLP's Holding History (CIK: 0001504304)

Note: Option positions (PUT/CALL) are excluded.

Q1 2013
Shares 45,250 Value ($000) $554 Avg Close $12.16 Range $11.15 - $12.90