HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Gotham Asset Management, LLC's Holding History (CIK: 0001510387)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 12,936 Value ($000) $207 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 13,017 Value ($000) $188 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 13,132 Value ($000) $152 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 12,857 Value ($000) $135 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 10,074 Value ($000) $77 Avg Close $13.06 Range $5.42 - $16.40

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	12,936	$207	$15.51	$14.01 - $16.64
Q4 2020	13,017	$188	$12.73	$10.83 - $14.51
Q3 2020	13,132	$152	$11.12	$9.87 - $12.09
Q2 2020	12,857	$135	$10.15	$6.31 - $11.98
Q1 2020	10,074	$77	$13.06	$5.42 - $16.40