HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 10,078 Value ($000) $191 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 10,078 Value ($000) $184 Avg Close $17.71 Range $15.65 - $19.37

Q1 2022

Shares 3,278 Value ($000) $59 Avg Close $17.56 Range $16.11 - $18.39

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	10,078	$191	$19.17	$18.23 - $19.67
Q2 2025	10,078	$184	$17.71	$15.65 - $19.37
Q1 2022	3,278	$59	$17.56	$16.11 - $18.39