HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Assenagon Asset Management S.A.'s Holding History (CIK: 0001546007)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 72,261 Value ($000) $1,158 Avg Close $15.51 Range $14.01 - $16.64

Q3 2020

Shares 130,059 Value ($000) $1,505 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 528,767 Value ($000) $5,536 Avg Close $10.15 Range $6.31 - $11.98

Q4 2019

Shares 218,919 Value ($000) $3,069 Avg Close $13.90 Range $12.81 - $14.53

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	72,261	$1,158	$15.51	$14.01 - $16.64
Q3 2020	130,059	$1,505	$11.12	$9.87 - $12.09
Q2 2020	528,767	$5,536	$10.15	$6.31 - $11.98
Q4 2019	218,919	$3,069	$13.90	$12.81 - $14.53