HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

TD PRIVATE CLIENT WEALTH LLC's Holding History (CIK: 0001551017)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 1,488 Value ($000) $20 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 2,108 Value ($000) $38 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 924 Value ($000) $15 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 903 Value ($000) $15 Avg Close $17.00 Range $16.35 - $17.75

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	1,488	$20	$15.62	$12.62 - $19.09
Q1 2022	2,108	$38	$17.56	$16.11 - $18.39
Q4 2021	924	$15	$16.95	$15.91 - $18.20
Q3 2021	903	$15	$17.00	$16.35 - $17.75