HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 5,713 Value ($000) $108 Avg Close $18.04 Range $16.63 - $19.13
Q3 2025
Shares 6,652 Value ($000) $126 Avg Close $19.17 Range $18.23 - $19.67
Q2 2025
Shares 5,972 Value ($000) $109 Avg Close $17.71 Range $15.65 - $19.37
Q1 2025
Shares 1,135 Value ($000) $20 Avg Close $20.19 Range $17.93 - $22.04
Q4 2024
Shares 987 Value ($000) $21 Avg Close $19.51 Range $18.51 - $20.42
Q3 2024
Shares 963 Value ($000) $19 Avg Close $19.70 Range $16.95 - $21.78
Q2 2024
Shares 905 Value ($000) $19 Avg Close $19.24 Range $17.84 - $20.57
Q1 2024
Shares 1,185 Value ($000) $22 Avg Close $17.75 Range $16.51 - $18.88
Q4 2022
Shares 704 Value ($000) $9 Avg Close $13.59 Range $11.16 - $15.22
Q3 2022
Shares 686 Value ($000) $8 Avg Close $14.27 Range $11.41 - $16.23
Q2 2022
Shares 671 Value ($000) $9 Avg Close $15.62 Range $12.62 - $19.09
Q3 2021
Shares 173 Value ($000) $3 Avg Close $17.00 Range $16.35 - $17.75
Q2 2021
Shares 169 Value ($000) $3 Avg Close $17.11 Range $15.96 - $17.72
Q1 2020
Shares 1,110 Value ($000) $8 Avg Close $13.06 Range $5.42 - $16.40
Q4 2019
Shares 1,077 Value ($000) $15 Avg Close $13.90 Range $12.81 - $14.53
Q3 2019
Shares 1,051 Value ($000) $14 Avg Close $13.05 Range $12.60 - $13.53
Q2 2019
Shares 1,025 Value ($000) $13 Avg Close $12.97 Range $12.54 - $13.85
Q1 2019
Shares 1,000 Value ($000) $13 Avg Close $12.74 Range $10.95 - $14.17