HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,907 Value ($000) $19 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 1,900 Value ($000) $21 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 1,900 Value ($000) $26 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 1,000 Value ($000) $15 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 1,000 Value ($000) $14 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 1,000 Value ($000) $16 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 1,000 Value ($000) $14 Avg Close $15.67 Range $14.05 - $16.63