HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Oxbow Advisors, LLC's Holding History (CIK: 0001564770)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 30,690 Value ($000) $373 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 45,400 Value ($000) $458 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 43,000 Value ($000) $499 Avg Close $12.99 Range $11.40 - $14.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	30,690	$373	$11.25	$10.08 - $12.64
Q3 2015	45,400	$458	$11.34	$9.88 - $12.26
Q2 2015	43,000	$499	$12.99	$11.40 - $14.22